Lonnie W. Hood

BROOKSTONE WEALTH ADVISORS

Carmichael, CA

Some features on this profile are disabled

CRD#: 1112289

Professional summary

Lonnie Wayne Hood is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Carmichael, California.

Lonnie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Lonnie has worked at 15 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ROBIN HOOD FINANCIAL; INVESTMENT RELATED; 2377 GOLD MEADOW WAY, STE. 100, GOLD RIVER CA 95670; INSURANCE AND INVESTMENT ADVISORY; OWNER; STARTED 10/1978; 55 HOURS/MONTH DEVOTED; 41 HOURS/MONTH ; OFFER SALE OF INSURANCE PRODUCTS AND INVESTMENT ADVISORY SERVICES. FEDERAL BENEFIT WORKSHOPS; NON INVESTMENT RELATED; 2377 GOLD MEADOW WAY, STE. 100, GOLD RIVER CA 95670; FEDERAL BENEFIT EDUCATION; OWNER; STARTED 01/2008; 5 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER EDUCATIONAL COURSES TO FEDERAL BENEFIT EMPLOYEES ABOUT THEIR BENEFITS. THE EAGLE TEAM; INVESTMENT RELATED; 563 BIELENBERG DRIVE, #105, WOODBURY, MN 55125; INSURANCE; INSURANCE AGENT; STARTED 01/2008; 5 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER SALE OF INSURANCE PRODUCTS. ESTATE PLANNING; NON INVESTMENT RELATED; 2377 GOLD MEADOW WAY, STE. 100, GOLD RIVER CA 95670; ESTATE PLANNING; OWNER; STARTED 01/1998; 16 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; ASSIST CLIENTS WITH CREATING TRUSTS BASED ON ESTATE PLANS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lonnie Wayne Hood's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2019 - Present

BROOKSTONE WEALTH ADVISORS, LLC

Office #2: 5750 Sunrise Blvd Ste. 200-f, Citrus Heights, CA 95610

RIA

CRD#: 137658

Carmichael, CA

Past

August 22, 2017 - August 21, 2019

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

Gold River, CA

Past

August 22, 2016 - August 14, 2017

WEALTH WATCH ADVISORS, INC

RIA

CRD#: 172002

Gold River, CA

Past

April 14, 2014 - August 23, 2016

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

GOLD RIVER, CA

Past

September 16, 2011 - December 31, 2013

FA ADVISOR NETWORK, LLC.

RIA

CRD#: 154304

GOLD RIVER, CA

Past

January 6, 2011 - August 4, 2011

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

GOLD RIVER, CA

Past

January 6, 2011 - August 4, 2011

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

GOLD RIVER, CA

Past

January 2, 2009 - December 31, 2010

CETERA ADVISORS LLC

RIA

CRD#: 10299

CARMICHAEL, CA

Past

January 2, 2009 - December 31, 2010

CETERA ADVISORS LLC

CRD#: 10299

CARMICHAEL, CA

Past

January 25, 2008 - December 17, 2008

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

ROSEVILLE, CA

Past

January 18, 2008 - December 17, 2008

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

ROSEVILLE, CA

Past

July 12, 2004 - December 10, 2007

CETERA ADVISORS LLC

RIA

CRD#: 10299

ROSEVILLE, CA

Past

July 12, 2004 - December 10, 2007

CETERA ADVISORS LLC

CRD#: 10299

ROSEVILLE, CA

Past

February 4, 2004 - July 15, 2004

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Past

March 14, 2002 - February 24, 2004

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

ROSEVILLE, CA

Past

January 18, 2002 - February 24, 2004

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

July 27, 1999 - January 14, 2002

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

April 1, 1999 - July 27, 1999

CENTAURUS FINANCIAL, INC.

CRD#: 30833

ANAHEIM, CA

Past

April 15, 1998 - April 5, 1999

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Past

April 15, 1998 - April 29, 1999

DEL MAR FINANCIAL SERVICES, INCORPORATED

CRD#: 34638

IRVINE, CA

Past

November 18, 1996 - April 14, 1998

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

January 29, 1996 - November 1, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 25, 1991 - May 23, 1991

NEW CENTURY SECURITIES, INC.

CRD#: 20885

Past

February 27, 1986 - December 31, 1988

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

April 22, 1983 - March 22, 1984

PRUCO SECURITIES, LLC.

CRD#: 5685

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/22/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/29/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/14/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 5/1/1996

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/26/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/11/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lonnie W. Hood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lonnie Wayne Hood's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORTER INVESTMENT MANAGEMENT, LLC

WEALTH WATCH ADVISORS, INC

HORTER INVESTMENT MANAGEMENT, LLC

FA ADVISOR NETWORK, LLC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

AMERITAS INVESTMENT COMPANY, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

CETERA ADVISORS LLC

CENTAURUS FINANCIAL, INC.

FIRST ALLIED SECURITIES, INC.

DEL MAR FINANCIAL SERVICES, INCORPORATED

WMA SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW CENTURY SECURITIES, INC.

SOUTHMARK FINANCIAL SERVICES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/29/1996

Series 63

Date: 2/14/1996

Series 31

Date: 5/1/1996

Series 7

Date: 1/26/1996

Series 6

Date: 4/11/1983

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors