Jacqueline Prue

SEACREST WEALTH MANAGEMENT

Purchase, NY 10577

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CRD#: 1112160

Professional summary

Jacqueline Prue, who also goes by Jacqueline Prue Smith, Jacqueline Smith, Jacquie Smith, is a registered financial advisor currently at SEACREST WEALTH MANAGEMENT, LLC located in Purchase, New York.

Jacqueline is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Jacqueline has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jacqueline Prue Smith | Jacqueline Smith | Jacquie Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TRUSTEE FOR THE FINANCIAL AFFAIRS OF MY BROTHER, SPENCER HARRIS PRUE. NOT INVESTMENT RELATED. START 1998. 2 HPM. PAY BILLS. NO COMPENSATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacqueline Prue's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2024 - Present

SEACREST WEALTH MANAGEMENT, LLC

Office #1: 3000 Westchester Avenue Suite 206, Purchase, NY 10577

RIA

CRD#: 147092

Purchase, NY

Past

November 9, 2012 - August 6, 2013

CLARK DODGE & CO., INC.

RIA

CRD#: 23288

WHITE PLAINS, NY

Past

June 19, 2012 - October 31, 2014

CLARK DODGE & CO., INC.

CRD#: 23288

WHITE PLAINS, NY

Past

December 15, 2008 - April 11, 2012

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

NEW ROCHELLE, NY

Past

December 15, 2008 - April 11, 2012

INVEST FINANCIAL CORPORATION

CRD#: 12984

NEW ROCHELLE, NY

Past

July 2, 2004 - December 17, 2008

OSAIC WEALTH, INC.

CRD#: 23131

GARDEN CITY, NY

Past

September 19, 2002 - July 23, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEW YORK, NY

Past

November 10, 1997 - July 23, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

June 23, 1992 - November 19, 1997

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

July 11, 1990 - August 16, 1990

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

April 20, 1983 - February 5, 1990

ROTAN MOSLE INC.

CRD#: 727

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEACREST WEALTH MANAGEMENT, LLC

CRD#: 147092 / SEC#: 801-69141

RIA

Registered Investment Advisory firm - (5/12/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/5/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/20/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/31/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/16/1983

General Securities Representative Examination

Current Firm

SEACREST WEALTH MANAGEMENT, LLC

CRD#: 147092 / SEC#: 801-69141

RIA

Registered Investment Advisory firm - (5/12/2008 Approved)

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Contact information

Main Address

3000 Westchester Avenue Suite 206, Purchase, NY 10577

Mailing Address

Phone number

(914) 502-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEACREST WEALTH MANAGEMENT, LLC DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	3,945
AUM (Assets Under Management)	$ 1,561,182,425

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jacqueline Prue

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacqueline Prue's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLARK DODGE & CO., INC.

CLARK DODGE & CO., INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

OSAIC WEALTH, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY DW INC.

CIBC WORLD MARKETS CORP.

ROTAN MOSLE INC.

Primary Firm SEC Registration

SEACREST WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/5/2024

Series 63

Date: 4/20/1983

SIE

Date: 10/31/2014

Series 7

Date: 4/16/1983

Current Firm

SEACREST WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEACREST WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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