Dion M. Flannery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dion Marie Flannery was a registered financial professional .
Dion is a previously registered financial professional and started their career in finance in 1983. Dion had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2016 - June 10, 2019
SUMMIT FINANCIAL GROUP INC
April 11, 2016 - June 10, 2019
SUMMIT BROKERAGE SERVICES, INC.
October 5, 1990 - May 3, 1991
THE CHICAGO CORPORATION
April 18, 1983 - July 18, 1983
CONTISECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
