Henry R. Fisher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Raoul Fisher was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1983. Henry had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 1993 - May 30, 1995
G.R. STUART & COMPANY, INC.
November 9, 1992 - March 16, 1993
FINANCIAL SECURITIES NETWORK,INC.
May 31, 1989 - November 18, 1992
FIRST AFFILIATED SECURITIES
May 14, 1984 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
April 19, 1983 - April 24, 1984
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
G.R. STUART & COMPANY, INC.
CRD#: 29101 / SEC#: , 8-44111
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
