Joanne M. Salisbury
Professional summary
Joanne Mauree Salisbury, who also goes by Joanne Mauree Brown, Joanne M Salisbury, is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.
Joanne is registered as a RR (Registered Representative) and started their career in finance in 1987. Joanne has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 27, Series 24, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joanne Mauree Salisbury's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2023 - Present
SYMETRA SECURITIES, INC.
Office #1: 777 108th Avenue Ne Suite 1200, Bellevue, WA 98004-5153January 9, 2018 - January 13, 2023
COLMINA, LLC
October 1, 2015 - November 30, 2020
EK RILEY INVESTMENTS, LLC
October 1, 2015 - November 30, 2020
EK RILEY INVESTMENTS, LLC
November 22, 2013 - November 12, 2014
SIGNATOR INVESTORS, INC.
November 22, 2013 - November 12, 2014
SIGNATOR INVESTORS, INC.
January 28, 2008 - December 31, 2014
SIGNATOR FINANCIAL SERVICES, INC.
November 2, 2004 - December 3, 2012
SYMETRA SECURITIES, INC.
June 12, 2003 - December 31, 2014
SIGNATOR FINANCIAL SERVICES, INC.
May 23, 2000 - December 31, 2002
CAPITAL ONE INVESTING, LLC
May 11, 1987 - April 4, 2000
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/31/2022
General Securities Representative ExaminationSeries 52TO
Date: 10/31/2022
Municipal Securities Representative ExaminationSeries 99TO
Date: 10/31/2022
Operations Professional ExaminationSeries 57TO
Date: 10/31/2022
Securities Trader ExamSeries 55
Date: 12/19/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
SYMETRA SECURITIES, INC.
CRD#: 739 / SEC#: , 8-13470
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYMETRA FINANCIAL CORPORATION | OWNER | |
| BALKOVETZ, CHANTEL LEE | DIRECTOR | 2490011 |
| DIMITRI, DAVID MICHAEL | SECRETARY | 4806001 |
| DOW, SHANEN LYNN | ASSISTANT TREASURER | 7676848 |
| ELLIS, COURTNEY LYNN | CHIEF OPERATING OFFICER | 5460601 |
| FARRELL, ANDREW MICHAEL | PRESIDENT, DIRECTOR | 4463467 |
| HANSON, COLLEEN | ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL | 7271134 |
| MURPHY, COLLEEN MARY | DIRECTOR | 4842602 |
| NORBERG, KRISTIN ROUST | VICE PRESIDENT | 7033021 |
| OBERDECK, ANDREW A | ASSISTANT SECRETARY | 8015633 |
| OTTO, JOSEPHINE R | ASSISTANT SECRETARY | 8015301 |
| RABIN, KEVIN WILLIAM | DIRECTOR | 7033042 |
| SANDERS, BARBARA ANN | CHIEF COMPLIANCE OFFICER | 2206030 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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