John J. Previtera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Previtera was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2004 - February 6, 2017
M&T SECURITIES, INC.
January 4, 2002 - August 6, 2004
QUICK & REILLY, INC.
April 25, 2001 - December 21, 2001
QUICK & REILLY, INC.
August 18, 1999 - April 25, 2001
SUMMIT FINANCIAL SERVICES GROUP, INC.
September 25, 1998 - July 30, 1999
FIRST UNION BROKERAGE SERVICES, INC.
August 3, 1998 - September 24, 1998
IFMG SECURITIES, INC.
June 2, 1998 - August 3, 1998
INDEPENDENT FINANCIAL SECURITIES, INC.
May 1, 1998 - June 9, 1998
FIRST UNION BROKERAGE SERVICES, INC.
December 3, 1997 - May 1, 1998
IFMG SECURITIES, INC.
September 2, 1997 - November 28, 1997
EQUITABLE ADVISORS, LLC
September 2, 1997 - August 3, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 14, 1997 - August 26, 1997
NYLIFE SECURITIES LLC
March 20, 1997 - April 23, 1997
WALNUT STREET SECURITIES, INC.
May 2, 1983 - February 28, 1997
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
M&T SECURITIES, INC.
CRD#: 17358 / SEC#: , 8-35185
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M&T BANK CORPORATION | SHAREHOLDER | |
| BRETT, MICHELLE THERESE | DIRECTOR | 7965730 |
| COLLINS, ATWOOD III | DIRECTOR | 5634496 |
| DETTMANN, BRIAN JOHN | DIRECTOR | 4659106 |
| GIORGIO, HUGH EVANS | DIRECTOR | 7535939 |
| HOGAN, PAUL JOSEPH | DIRECTOR | 2849151 |
| NEWCOMB, MICHAEL FRANCIS II | DIRECTOR | 2097837 |
| PETRUS, TANYA MARIE | FINOP | 4848556 |
| REILLY, MICHAEL MACKAY | DIRECTOR | 4575618 |
| REMORENKO, ALEXSANDRA | CHIEF COMPLIANCE OFFICER | 5699601 |
| REMORENKO, ALEXSANDRA | PRESIDENT | 5699601 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
