Stephen P. Apsega
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Paul Apsega, who also goes by Steve Paul Apsega, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1984. Stephen had worked at 11 firms and has passed the Series 66, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2014 - August 20, 2014
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
July 24, 2014 - August 20, 2014
NEWEDGE SECURITIES, LLC
November 8, 2010 - April 10, 2014
FORESTERS EQUITY SERVICES, INC.
September 26, 2008 - November 3, 2010
QUESTAR CAPITAL CORPORATION
May 21, 2008 - September 25, 2008
SIGNATOR INVESTORS, INC.
November 13, 2002 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
November 13, 2002 - May 27, 2008
MSI FINANCIAL SERVICES, INC.
August 18, 2000 - October 24, 2002
BANGOR SECURITIES, INC.
February 9, 1999 - June 7, 2000
NYLIFE SECURITIES LLC
July 10, 1997 - September 28, 1998
PRUCO SECURITIES, LLC.
December 18, 1996 - March 5, 1997
METROPOLITAN LIFE INSURANCE COMPANY
December 18, 1996 - March 5, 1997
MSI FINANCIAL SERVICES, INC.
February 24, 1994 - August 15, 1996
METROPOLITAN LIFE INSURANCE COMPANY
February 24, 1994 - August 15, 1996
MSI FINANCIAL SERVICES, INC.
October 20, 1993 - January 4, 1994
MONY SECURITIES CORPORATION
September 19, 1986 - May 25, 1993
MSI FINANCIAL SERVICES, INC.
November 14, 1984 - May 25, 1993
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
CRD#: 109771 / SEC#: 801-21527
Contact information
Red Flags
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