Gerald W. Neff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Wright Neff, who also goes by Gerald W Neff, Gerald Neff, Jerry Neff, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1983. Gerald had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2008 - May 11, 2018
P.J. ROBB VARIABLE, LLC
February 22, 2001 - December 31, 2007
UNDERWRITERS EQUITY CORPORATION
September 8, 1999 - January 8, 2001
ASCENSUS SECURITIES CORP.
December 17, 1996 - May 25, 1999
LOCUST STREET SECURITIES, INC.
July 21, 1988 - February 10, 1989
1717 CAPITAL MANAGEMENT COMPANY
March 27, 1987 - June 2, 1988
1717 CAPITAL MANAGEMENT COMPANY
June 24, 1983 - April 23, 1986
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
June 24, 1983 - April 25, 1986
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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