Michael S. Tighe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Sean Tighe, who also goes by Michael S Tighe, Michael Tighe, Whitey Tighe, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2022 - September 28, 2023
VELOCITY CLEARING, LLC
September 11, 2014 - March 22, 2022
OSCAR GRUSS & SON INCORPORATED
January 8, 2013 - September 25, 2014
THE VERTICAL GROUP
April 5, 2005 - December 3, 2012
LOUIS CAPITAL MARKETS, LLC
December 1, 2003 - March 29, 2005
GFI SECURITIES LLC
June 18, 2001 - December 17, 2003
INTER-DEALER BROKERS LLC
January 14, 1993 - May 9, 1997
KALB, VOORHIS & CO., LLC
June 10, 1992 - January 29, 1993
LIT AMERICA, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/4/2002
Limited Representative-Equity Trader ExamCurrent Firm
VELOCITY CLEARING, LLC
CRD#: 126588 / SEC#: , 8-65894
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 19 |
Red Flags
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