Donald F. Marette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Frederick Marette JR, who also goes by Donald Fredrick Marette Jr, Donald Fredrick Marette, Jr Donald Fredrick Marette, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1983. Donald had worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 1987 - September 27, 1990
FIRST UNION CAPITAL MARKETS CORP.
June 4, 1984 - December 3, 1984
MOSELEY SECURITIES CORPORATION
March 23, 1984 - April 30, 1984
JSC SECURITIES, INC.
April 27, 1983 - December 15, 1983
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST UNION CAPITAL MARKETS CORP.
CRD#: 6124 / SEC#: , 8-12886
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
