Timothy J. Lyle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy James Lyle, who also goes by Tim Lyle, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1983. Timothy had worked at 19 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 3, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2016 - May 27, 2025
CUMBERLAND ADVISORS
August 31, 2012 - May 13, 2016
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
August 10, 2012 - May 13, 2016
G.F. INVESTMENT SERVICES, LLC
February 23, 2009 - July 17, 2012
INVESTMENT ADVISORS CORP
February 23, 2009 - July 17, 2012
BROKER DEALER FINANCIAL SERVICES CORP.
May 4, 2005 - February 20, 2009
MUTUAL SERVICE CORPORATION
January 10, 2005 - December 20, 2007
CONTEMPORARY FINANCIAL SOLUTIONS, INC.
January 10, 2005 - February 20, 2009
MUTUAL SERVICE CORPORATION
January 16, 2004 - January 12, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 8, 2004 - January 12, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
December 2, 2003 - February 6, 2004
MONY SECURITIES CORPORATION
June 4, 1999 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
January 20, 1999 - June 2, 1999
USALLIANZ SECURITIES, INC.
November 21, 1996 - December 31, 1998
VOYA FINANCIAL ADVISORS, INC.
April 26, 1994 - November 5, 1996
PRUCO SECURITIES, LLC.
August 20, 1993 - April 13, 1994
OSAIC FA, INC.
August 9, 1993 - April 13, 1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 29, 1992 - August 13, 1993
BROKER DEALER FINANCIAL SERVICES CORP.
October 30, 1989 - February 5, 1992
DICKINSON & CO.
June 29, 1989 - November 10, 1989
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
February 1, 1989 - June 12, 1989
A. G. EDWARDS & SONS, INC.
April 20, 1983 - January 30, 1989
PIPER SANDLER & CO.
Primary Firm SEC Registration
CUMBERLAND ADVISORS
CRD#: 107964 / SEC#: 801-55344
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CUMBERLAND ADVISORS
CRD#: 107964 / SEC#: 801-55344
Contact information
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,550 |
| AUM (Assets Under Management) | $ 3,348,228,828 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
