Mark E. Hennick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Eugene Hennick was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1983. Mark had worked at 6 firms and has passed the Series 63, Series 5, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 1989 - February 20, 1990
FIRST AFFILIATED SECURITIES
January 3, 1989 - August 25, 1989
PFG SECURITIES, INC.
January 13, 1986 - December 21, 1988
LPL FINANCIAL LLC
July 21, 1984 - November 30, 1985
FSC SECURITIES CORPORATION
October 11, 1983 - June 25, 1984
WEDBUSH SECURITIES INC.
March 25, 1983 - August 5, 1983
FOSTER & MARSHALL INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 6/27/1983
Interest Rate Options ExaminationCurrent Firm
FIRST AFFILIATED SECURITIES
CRD#: 23737 / SEC#: , 8-40485
Contact information
Documents
Red Flags
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