William R. Crowder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Rory Crowder, who also goes by Rory Crowder, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 7 firms and has passed the Series 65, Series 63, Series 5, Series 3, Series 7, Series 4, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2015 - October 30, 2025
SINE~WAVE TECHNOLOGY INC.
March 15, 2006 - January 18, 2013
CROWDER RUBICAM INC.
April 16, 2001 - April 26, 2006
WEDBUSH SECURITIES INC.
May 12, 1995 - April 24, 2001
UBS FINANCIAL SERVICES INC.
July 31, 1993 - May 25, 1995
CITIGROUP GLOBAL MARKETS INC.
June 2, 1986 - July 31, 1993
LEHMAN BROTHERS INC.
March 24, 1983 - June 4, 1986
FOSTER & MARSHALL INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 10/3/1983
Interest Rate Options ExaminationSeries 28
Date: 6/24/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
SINE~WAVE TECHNOLOGY INC.
CRD#: 175203 / SEC#:
Contact information
Red Flags
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