Christopher Ziogas

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CRD#: 1110989

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Ziogas, who also goes by Chris Ziogas, was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 1983. Christopher had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chris Ziogas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Busi Name: 10 RIVERSIDE AVE LLC POSITION: owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 14 START DATE: 06/30/2016 ADDRESS: 10 riverside ave, bristol CT 06010 DESCRIPTION: am responsible for taxes upkeep, Busi Name: ZIOGAS FINANCIAL POSITION: I am licensed to sell and I do some. NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 14 START DATE: 09/14/2021 ADDRESS: 10 riverside ave, bristol CT 06010 DESCRIPTION: very limited, maybe, 3 hrs in a month Busi Name: PEAKMOUNTAIN ADVISORS POSITION: member NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 124 SECURITIES TRADING HOURS: 124 START DATE: 10/10/2021 ADDRESS: 10 riverside ave, bristol CT 06010 DESCRIPTION: registered rep. Busi Name: KESTRA ADVISORY SERVICE POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 11 SECURITIES TRADING HOURS: 100 START DATE: 10/20/2020 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735, United States DESCRIPTION: usual activities associated with being a investment advisor rep investment guidance, review and recommend

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 7, 2021 - March 28, 2025

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Bristol, CT

Past

October 7, 2021 - March 28, 2025

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Bristol, CT

Past

May 7, 2018 - January 3, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

BRISTOL, CT

Past

December 14, 2012 - December 8, 2016

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

BRISTOL, CT

Past

December 13, 2012 - January 3, 2022

LPL FINANCIAL LLC

CRD#: 6413

BRISTOL, CT

Past

May 17, 2011 - December 21, 2012

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

GLASTONBURY, CT

Past

April 19, 2011 - December 21, 2012

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

GLASTONBURY, CT

Past

July 29, 1993 - May 17, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

BRISTOL, CT

Past

December 16, 1989 - May 17, 2011

LPL FINANCIAL LLC

CRD#: 6413

BRISTOL, CT

Past

October 5, 1989 - December 16, 1989

LINSCO FINANCIAL GROUP, INC.

CRD#: 524

Past

April 29, 1987 - October 12, 1989

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 29, 1983 - April 15, 1987

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/6/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/6/2001

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 5/4/1983

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 3/28/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/30/1991

Investment Company Products/Variable Contracts Principal Examination

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher Ziogas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

LPL FINANCIAL LLC

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LINSCO FINANCIAL GROUP, INC.

LPL FINANCIAL LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/6/1983

SIE

Date: 10/1/2018

Series 7

Date: 9/6/2001

Series 22

Date: 5/4/1983

Series 6

Date: 3/28/1983

Series 26

Date: 4/30/1991

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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