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BF

Billy J. Fowler

FOWLER FINANCIAL MANAGEMENT
Mckinney, TX
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CRD#: 1110899
BF

Professional summary


Billy Jan Fowler, who also goes by Bill Fowler, Bj Fowler, is a registered financial advisor currently at FOWLER FINANCIAL MANAGEMENT located in Mckinney, Texas.

Billy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Billy has worked at 6 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 22, Series 24 and Series 39 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Bill Fowler | Bj Fowler

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
10/05/2000- INSURANCE SALES AS AN INDEPENDENT

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Billy Jan Fowler's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 28, 2012 - Present

FOWLER FINANCIAL MANAGEMENT

RIA
CRD#: 124945
Mckinney, TX
Past

June 8, 1992 - May 6, 2003

LPL FINANCIAL LLC

RIA
CRD#: 6413
MCKINNEY, TX
Past

June 4, 1992 - May 6, 2003

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

March 21, 1990 - May 11, 1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

January 25, 1990 - January 30, 1990

DOMINION CAPITAL CORPORATION

BD
CRD#: 18837
DALLAS, TX
Past

September 23, 1983 - July 23, 1987

UNITED EQUITIES INVESTMENTS, INC.

BD
CRD#: 13737
Past

February 4, 1983 - August 23, 1983

PREFERRED PROPERTIES INVESTMENT CORP.

BD
CRD#: 12990

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(6/28/2012)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/19/2003
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


FF
FOWLER FINANCIAL MANAGEMENT
BILLY J. FOWLER | WEALTH MANAGEMENT AND PRESERVATION, INC. | WEALTH MANAGEMENT & PRESERVATION, LLC | FOWLER FINANCIAL MANAGEMENT (A D/B/A) | FOWLER FINANCIAL MANAGEMENT

CRD#: 124945 / SEC#: 801-61769

RIA
Registered Investment Advisory firm - (10/8/2012 Terminated)
Texas
Registered Investment Advisory firm - (6/28/2012 Approved)
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Contact information


Main Address
Mckinney, TX
Mailing Address
Phone number
(972) 542-0800
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts83
AUM (Assets Under Management)$ 30,601,519

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FOWLER FINANCIAL MANAGEMENT

CRD#: 124945Mckinney, TX

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