Samuel D. Griffith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Dorsey Iii Griffith, who also goes by Samuel Dorsey Griffith, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 1983. Samuel had worked at 1 firm and has passed the Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 1983 - October 27, 1987
BRENTWOOD INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BRENTWOOD INVESTMENT SERVICES, INC.
CRD#: 13401 / SEC#: , 8-29175
Contact information
Documents
Red Flags
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