Phillip G. Hutaff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip Griggs Hutaff, who also goes by Phil Hutaff, was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 1983. Phillip had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 3 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2009 - August 31, 2016
BB&T INVESTMENT SERVICES, INC.
October 21, 2009 - August 31, 2016
BB&T INVESTMENT SERVICES, INC.
April 29, 2004 - August 6, 2009
VALIC FINANCIAL ADVISORS, INC.
March 9, 2004 - August 6, 2009
VALIC FINANCIAL ADVISORS, INC.
September 25, 2001 - November 6, 2003
A. G. EDWARDS & SONS, INC.
April 17, 1996 - October 5, 1998
MONY SECURITIES CORPORATION
June 25, 1992 - April 12, 1996
PRUDENTIAL EQUITY GROUP, LLC
June 16, 1986 - June 9, 1992
WACHOVIA SECURITIES, INC.
April 19, 1983 - June 25, 1986
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/27/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BB&T INVESTMENT SERVICES, INC.
CRD#: 33856 / SEC#: 801-106629, 8-46134
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRANCH BANKING AND TRUST COMPANY | SHAREHOLDER | |
| CECIL, ALEXANDER WILSON | CHIEF COMPLIANCE OFFICER | 2319938 |
| CRAM, BRYAN SCOTT | PRESIDENT | 2723431 |
| EARNHARDT, DARREN LEE | CHIEF OPERATING OFFICER | 2356117 |
| EVANS, RICHARD TABB III | DIRECTOR OF SALES/DIRECTOR | 1643552 |
| SAUFLEY, RANDALL BARRETT | CHIEF FINANCIAL OFFICER | 1664935 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
