Jon P. Lewis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Paul Lewis was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1983. Jon had worked at 4 firms and has passed the Series 63, Series 6 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2005 - February 10, 2015
HOISINGTON INVESTMENT MANAGEMENT CO
November 18, 1997 - October 28, 1999
MIDLAND SECURITIES, LTD
April 17, 1996 - April 1, 1997
FUND MANAGEMENT COMPANY
April 5, 1983 - December 26, 1984
EVANS, MARANS & WISNIA
Primary Firm SEC Registration
HOISINGTON INVESTMENT MANAGEMENT CO
CRD#: 107710 / SEC#: 801-15602
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 8/27/1982
Non-Member General Securities ExaminationCurrent Firm
HOISINGTON INVESTMENT MANAGEMENT CO
CRD#: 107710 / SEC#: 801-15602
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 29 |
| AUM (Assets Under Management) | $ 2,970,976,264 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
