Peter Melloni

PEAKSTONE SECURITIES

Chicago, IL 60607

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CRD#: 1110598

Professional summary

Peter Melloni is a registered financial professional currently at PEAKSTONE SECURITIES, LLC located in Chicago, Illinois.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1998. Peter has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Melloni's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2018 - Present

PEAKSTONE SECURITIES, LLC

Office #1: 550 West Van Buren Street Suite 1460, Chicago, IL 60607

CRD#: 157146

Chicago, IL

Past

June 13, 2016 - March 26, 2018

W G SECURITIES, LLC

CRD#: 140869

WOODBRIDGE, CT

Past

November 17, 2014 - May 1, 2015

CFA FINANCIAL LLC

CRD#: 151730

SARASOTA, FL

Past

May 20, 2013 - June 16, 2014

CFA FINANCIAL LLC

CRD#: 151730

SARASOTA, FL

Past

November 12, 2009 - August 17, 2011

HS & CO., INC.

CRD#: 42612

CHICAGO, IL

Past

August 3, 2005 - December 13, 2007

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Past

June 23, 2004 - November 19, 2004

GLOBAL PARTNERS SECURITIES INC.

CRD#: 19606

FORT LAUDERDALE, FL

Past

October 3, 2001 - August 9, 2005

HS & CO., INC.

CRD#: 42612

CHICAGO, IL

Past

January 11, 2001 - April 11, 2001

HS & CO., INC.

CRD#: 42612

CHICAGO, IL

Past

December 18, 1998 - June 29, 2000

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(8/14/2018)

Exams

State Security Law Exam

IAR

Series 65

Date: 1/8/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/14/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PEAKSTONE SECURITIES, LLC

CRD#: 157146 / SEC#: , 8-68835

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

550 West Van Buren Street Suite 1460, Chicago, IL 60607

Mailing Address

550 West Van Buren Street Suite 1460, Chicago, IL 60607

Phone number

(312) 346-7318

Established

Illinois since 02/17/2011

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (16 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FRIDMAN, ALEX	MEMBER	4580424
SLEIGH, STEPHEN ROBERT	CEO, MEMBER	2466141
TEMPLE, JEFFREY WILLIAM	MEMBER	5905932
ALVAREZ, ENRIQUE	CFO / FINOP	4622342
BROWN, EVAN MICHAEL	CHIEF COMPLIANCE OFFICER, AMLCO	6563464

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter Melloni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Melloni's CRS (Customer Relationship Summary).

Certified licenses

Experience

W G SECURITIES, LLC

CFA FINANCIAL LLC

CFA FINANCIAL LLC

HS & CO., INC.

LASALLE FINANCIAL SERVICES, INC.

GLOBAL PARTNERS SECURITIES INC.

HS & CO., INC.

HS & CO., INC.

ABN AMRO INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 1/8/2011

Series 63

Date: 12/14/2009

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/17/1998

FINRA

Current Firm

PEAKSTONE SECURITIES, LLC

Contact information

FINRA licenses (16 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PEAKSTONE SECURITIES, LLC

TRUST BUT VERIFY

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