Morton N. Lane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Morton Noel Lane was a registered financial professional .
Morton is a previously registered financial professional and started their career in finance in 1984. Morton had worked at 4 firms and has passed the Series 63, Series 7, Series 5, Series 27, Series 28, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 1995 - January 19, 2012
LANE FINANCIAL L.L.C.
October 4, 1991 - October 13, 1992
J.P. MORGAN CLEARING CORP.
August 9, 1991 - October 13, 1992
J.P. MORGAN SECURITIES LLC
January 1, 1984 - August 12, 1991
DISCOUNT CORPORATION OF NEW YORK FUTURES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 10/22/1981
Interest Rate Options ExaminationSeries 28
Date: 7/17/1995
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
LANE FINANCIAL L.L.C.
CRD#: 37242 / SEC#: , 8-47674
Contact information
Documents
Red Flags
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