Charles F. Harpster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Francis Harpster, who also goes by Chuck Harpster, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1983. Charles had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 2 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2019 - February 20, 2024
INVESTLINC WEALTH SERVICES
November 16, 2016 - February 6, 2020
INVESTLINC WEALTH SERVICES
November 20, 2013 - October 15, 2015
CLARION PARTNERS SECURITIES, LLC
January 25, 2013 - January 29, 2014
FORESIDE FUND SERVICES, LLC
February 6, 2001 - December 31, 2003
COMMONWEALTH FINANCIAL NETWORK
January 25, 2001 - December 31, 2003
COMMONWEALTH FINANCIAL NETWORK
August 28, 2000 - January 9, 2013
WELLS INVESTMENT SECURITIES,INC.
April 26, 1989 - September 21, 2000
NEW ENGLAND SECURITIES
February 26, 1985 - April 17, 1989
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 19, 1984 - March 11, 1985
N. ROBERT WAGNER & ASSOC., INC.
October 25, 1983 - June 7, 1984
HAMILTON GREGG SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 7/12/1982
Non-Member General Securities ExaminationCurrent Firm
INVESTLINC WEALTH SERVICES
CRD#: 304929 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 486 |
| AUM (Assets Under Management) | $ 77,774,785 |
Red Flags
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