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CS

Christopher P. Staszko

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CRD#: 1110375
CS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Paul Staszko, who also goes by Chris Staszko, was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 1983. Christopher had worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Chris Staszko

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 4, 2013 - April 2, 2020

ADVANCED ADVISOR GROUP, LLC

RIA
CRD#: 140393
CAMBRIDGE, MN
Past

July 28, 2009 - April 2, 2020

EFS ADVISORS

RIA
CRD#: 115211
MOORHEAD, MN
Past

October 5, 2006 - April 2, 2020

ADVANCED ADVISOR GROUP, LLC

BD
CRD#: 140393
CAMBRIDGE, MN
Past

February 15, 2005 - October 9, 2006

MM ASCEND LIFE INVESTOR SERVICES, LLC

BD
CRD#: 36451
CINCINNATI, OH
Past

May 8, 2002 - February 15, 2005

PMG SECURITIES CORPORATION

BD
CRD#: 27107
ELGIN, IL
Past

October 13, 2000 - May 6, 2002

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

October 13, 2000 - May 6, 2002

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

June 26, 2000 - October 12, 2000

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
WINDSOR, CT
Past

May 17, 1993 - December 16, 1994

NATIONWIDE SECURITIES, LLC

BD
CRD#: 11173
Past

March 3, 1993 - December 30, 1994

INVESTORS BROKERAGE SERVICES, INC.

BD
CRD#: 4257
Past

December 4, 1989 - December 18, 1991

AMERICAN CAPITAL CORPORATION

BD
CRD#: 16124
Past

January 10, 1989 - December 12, 1989

INVESTORS BROKERAGE SERVICES, INC.

BD
CRD#: 4257
Past

December 19, 1986 - September 6, 1988

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 6695
Past

December 18, 1984 - October 28, 1986

G. R. PHELPS & CO., INC.

BD
CRD#: 173
Past

July 11, 1983 - July 19, 1984

INVESTORS BROKERAGE SERVICES, INC.

BD
CRD#: 4257
Past

April 27, 1983 - January 25, 1985

FREEMAN FINANCIAL SERVICES CORPORATION

BD
CRD#: 6722

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ADVANCED ADVISOR GROUP, LLC
ADVANCED ADVISOR GROUP, LLC | EFS ADVISORS, LLC | EFS ADVISORS

CRD#: 140393 / SEC#: 801-118465, 8-67313

RIA
Registered Investment Advisory firm - SEC (4/17/2020 Approved)
Iowa
Registered Investment Advisory firm - SEC (6/29/2021 Terminated)
Minnesota
Registered Investment Advisory firm - SEC (8/10/2021 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (6/29/2021 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 7/23/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


AA
ADVANCED ADVISOR GROUP, LLC
ADVANCED ADVISOR GROUP, LLC | EFS ADVISORS, LLC | EFS ADVISORS

CRD#: 140393 / SEC#: 801-118465, 8-67313

RIA
Registered Investment Advisory firm - SEC (4/17/2020 Approved)
Iowa
Registered Investment Advisory firm - SEC (6/29/2021 Terminated)
Minnesota
Registered Investment Advisory firm - SEC (8/10/2021 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (6/29/2021 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
1995 East Rum River Drive S., Cambridge, MN 55008
Mailing Address
1995 East Rum River Drive S., Cambridge, MN 55008
Phone number
(763) 689-9023
Established
Minnesota since 09/29/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
9

SEC notice filing (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (47 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

AAG ADV PART 2 BROCHURE (3/11/2025)

Direct owners and executive officers


NamePositionCRD#
SCHUTTE, KENT DONALDPRESIDENT1432361
FULLER, DOROTHY SUSANEXECUTIVE REP. FINOP4496954
KILLIAN, ELLIE JOCHIEF COMPLIANCE OFFICER6364589

Regulatory assets under management


Total Number of Accounts105
AUM (Assets Under Management)$ 13,497,240

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ADVANCED ADVISOR GROUP, LLC

CRD#: 140393

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