JG
John A. Ginn
EAGLE STRATEGIES LLC
PALATKA, FL 32177
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CRD#: 1110270
JG
Professional summary
John Arthur Ginn III, who also goes by John Arthur III Ginn, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Palatka, Florida and NYLIFE SECURITIES LLC located in Palatka, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. John has worked at 2 firms and has passed the Series 65, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Arthur Iii Ginn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[GINN FINANCIAL GROUP, INC., 421 ST. JOHN'S AVENUE, SUITE 3, PALATKA, FL 32177 9987, TEL: 386-325-4501; AGENT'S ROLE: OWNER/DIRECTOR; NATURE OF BUSINESS: HOURS PER WEEK: 35 TO 40]
[Real Estate; 8 UNIT APARTMENT COMPLEX,PIONEER ROAD PALATKA, FL; INVESTMENT RELATED. OWNER, ABOUT 1 HOUR MONTH]
[REAL ESTATE DEVELOPMENT; LAND ACREAGE-47 Acres; ST AUGUSTINE FLA; INVESTMENT RELATED; 5 hours per week; start date 12/2002]
;LOU C & J.A. GINN JR. FAMILY LIMITED PARTNERSHIP; POSITION: LIMITED PARTNER ON Family REAL ESTATE/RENTAL PROPERTIES; INVESTMENT RELATED; PASSIVE INCOME; START DATE 1996; 1 HOUR A/MONTH]
[Friends Of the Summerhaven River.; Restore the vitality of the Summerhaven River located in Summerhaven Fl.; 9051 Gene Johnson Rd. St. Augustine Fl. 32080; Start Date 07/2015; Role/Title: Officer; Not Investment Related; 5 hours per month; 2 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view John Arthur Ginn III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 8, 1998 - Present
EAGLE STRATEGIES LLC
Office #1: 421 St. Johns' Avenue Suite 3, Palatka, FL 32177RIA
CRD#: 110826
PALATKA, FL
Current
May 23, 1983 - Present
NYLIFE SECURITIES LLC
Office #1: 421 St Johns Ave Suite 3, Palatka, FL 32177BD
CRD#: 5167
Palatka, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/17/1984)
IAR
Florida(9/8/1998)
RR
Louisiana(3/2/2022)
IAR
Texas(12/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
