Charles W. Rhodes
Professional summary
Charles Wesley Rhodes JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Charles is a previously registered financial advisor and started their career in finance in 1986. Prior to being barred, Charles had worked at 5 firms, which includes RHODES ECONOMETRICS INC, MML INVESTORS SERVICES LLC, VP DISTRIBUTORS LLC, THE ADVISORS GROUP INC., WS GRIFFITH SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2002 - December 31, 2006
RHODES ECONOMETRICS INC
August 31, 1992 - September 4, 1998
MML INVESTORS SERVICES, LLC
June 17, 1987 - September 3, 1992
VP DISTRIBUTORS LLC
September 24, 1986 - June 12, 1987
THE ADVISORS GROUP, INC.
January 21, 1986 - September 24, 1986
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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