Gary M. Tsujimoto

INTERACTIVE FINANCIAL ADVISORS

Salt Lake City, UT 84117

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CRD#: 1110223

Professional summary

Gary M Tsujimoto is a registered financial advisor currently at INTERACTIVE FINANCIAL ADVISORS located in Salt Lake City, Utah and FORTUNE FINANCIAL SERVICES, INC. located in Salt Lake City, Utah.

Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Gary has worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF BUSINESS: INTERACTIVE FINANCIAL ADVSIORS; NATURE OF BUSINESS: INVESTMENT ADVISORY; LOCATION: 625 N. MICHIGAN AVE, SUITE 1710, CHICAGO, IL 60611; TITLE: INVESTMENT ADVISOR REP; START DATE: 04/2005; APPROXIMATE NUMBER OF HOURS PER MONTH: 140-180; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 6. 2) NAME OF BUSINESS: 1414 EAST ASSOCIATION LLC; NATURE OF BUSINESS: OWNER & MANAGEMENT OF OFFICE BUILDING; LOCATION: 1414 EAST 4500 SOUTH, SALT LAKE CITY, UT 84117; TITLE: GENERAL PARTNER, LANDLORD; START DATE: 12/1999; APPROXIMATE NUMBER OF HOURS PER MONTH: 5-8; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: LESS THAN 1 HOUR. 3) NAME OF BUSINESS: GARY M TSUJIMOTO; NATURE OF BUSINESS: FIXED INSURANCE SALES; LOCATION: 1414 EAST 4500 SOUTH, SUITE 3, SALT LAKE CITY, UT 84117; TITLE: AGENT; START DATE: 10/1980; APPROXIMATE NUMBER OF HOURS PER MONTH: 0; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 0.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary M Tsujimoto's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 22, 2005 - Present

INTERACTIVE FINANCIAL ADVISORS

Office #1: 1414 E 4500 South Suite 1, Salt Lake City, UT 84117

RIA

CRD#: 125117

Salt Lake City, UT

Current

September 17, 2020 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 1414 E 4500 South Suite 1, Salt Lake City, UT 84117

CRD#: 42150

Salt Lake City, UT

Past

January 9, 2017 - September 15, 2020

BROOKLIGHT PLACE SECURITIES, INC.

CRD#: 15764

SALT LAKE CITY, UT

Past

August 2, 2010 - December 31, 2016

GWN SECURITIES INC.

CRD#: 128929

SALT LAKE CITY, UT

Past

February 15, 2005 - August 4, 2010

MM ASCEND LIFE INVESTOR SERVICES, LLC

CRD#: 36451

SALT LAKE CITY, UT

Past

October 10, 2000 - October 30, 2017

GARY M TSUJIMOTO

RIA

CRD#: 116238

SLC, UT

Past

August 1, 2000 - February 15, 2005

PMG SECURITIES CORPORATION

CRD#: 27107

ELGIN, IL

Past

November 2, 1988 - August 1, 2000

INVESTORS BROKERAGE SERVICES, INC.

CRD#: 4257

ELGIN, IL

Past

April 6, 1988 - October 29, 1988

INVEST FINANCIAL CORPORATION

CRD#: 12984

Past

October 28, 1987 - April 19, 1988

AMERITRUST EQUITIES, INC.

CRD#: 19022

Past

October 24, 1986 - October 15, 1987

CONSOLIDATED INVESTMENT SERVICES, INC.

CRD#: 7929

Past

February 11, 1986 - November 10, 1986

MONY SECURITIES CORPORATION

CRD#: 4386

Past

July 11, 1983 - October 15, 1984

INVESTORS BROKERAGE SERVICES, INC.

CRD#: 4257

Past

April 27, 1983 - January 4, 1986

FREEMAN FINANCIAL SERVICES CORPORATION

CRD#: 6722

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTERACTIVE FINANCIAL ADVISORS

INTERACTIVE FINANCIAL ADVISORS | JOANNE M. WOITESHEK/INTERACTIVE FINANCIAL ADVISORS | INTERACTIVE FINANCIAL ADVISORS, INC.

CRD#: 125117 / SEC#: 801-63771

RIA

Registered Investment Advisory firm - (1/3/2005 Approved)

Arizona

Registered Investment Advisory firm - (1/4/2005 Terminated)

California

Registered Investment Advisory firm - (1/4/2005 Terminated)

Colorado

Registered Investment Advisory firm - (2/3/2005 Terminated)

Florida

Registered Investment Advisory firm - (1/4/2005 Terminated)

Georgia

Registered Investment Advisory firm - (1/4/2005 Terminated)

Illinois

Registered Investment Advisory firm - (1/4/2005 Terminated)

North Carolina

Registered Investment Advisory firm - (1/4/2005 Terminated)

Tennessee

Registered Investment Advisory firm - (2/3/2005 Terminated)

Texas

Registered Investment Advisory firm - (1/4/2005 Terminated)

Virginia

Registered Investment Advisory firm - (1/4/2005 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/5/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(9/17/2020)

California
(9/17/2020)

Colorado
(9/17/2020)

Connecticut
(9/17/2020)

Florida
(1/3/2024)

Georgia
(1/3/2024)

Idaho
(9/17/2020)

Kansas
(9/17/2020)

Maryland
(1/3/2024)

Michigan
(1/2/2025)

Missouri
(1/2/2025)

Nevada
(9/28/2020)

Oregon
(9/17/2020)

Pennsylvania
(1/2/2025)

Texas
(9/17/2020)

IAR

Utah
(4/22/2005)

Utah
(9/17/2020)

Washington
(1/3/2024)

Wyoming
(1/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/20/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/1984

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/26/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/24/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INTERACTIVE FINANCIAL ADVISORS

INTERACTIVE FINANCIAL ADVISORS | JOANNE M. WOITESHEK/INTERACTIVE FINANCIAL ADVISORS | INTERACTIVE FINANCIAL ADVISORS, INC.

CRD#: 125117 / SEC#: 801-63771

RIA

Registered Investment Advisory firm - (1/3/2005 Approved)

Arizona

Registered Investment Advisory firm - (1/4/2005 Terminated)

California

Registered Investment Advisory firm - (1/4/2005 Terminated)

Colorado

Registered Investment Advisory firm - (2/3/2005 Terminated)

Florida

Registered Investment Advisory firm - (1/4/2005 Terminated)

Georgia

Registered Investment Advisory firm - (1/4/2005 Terminated)

Illinois

Registered Investment Advisory firm - (1/4/2005 Terminated)

North Carolina

Registered Investment Advisory firm - (1/4/2005 Terminated)

Tennessee

Registered Investment Advisory firm - (2/3/2005 Terminated)

Texas

Registered Investment Advisory firm - (1/4/2005 Terminated)

Virginia

Registered Investment Advisory firm - (1/4/2005 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/5/2005 Terminated)

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Contact information

Main Address

100 Batson Ct. Suite 104, New Lenox, IL 60451

Mailing Address

Phone number

(630) 472-1300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTERACTIVE FINANCIAL ADVISORS, INC. ADV BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	2,858
AUM (Assets Under Management)	$ 337,782,613

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Gary M. Tsujimoto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary M Tsujimoto's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

BROOKLIGHT PLACE SECURITIES, INC.

GWN SECURITIES INC.

MM ASCEND LIFE INVESTOR SERVICES, LLC

GARY M TSUJIMOTO

PMG SECURITIES CORPORATION

INVESTORS BROKERAGE SERVICES, INC.

INVEST FINANCIAL CORPORATION

AMERITRUST EQUITIES, INC.

CONSOLIDATED INVESTMENT SERVICES, INC.

MONY SECURITIES CORPORATION

INVESTORS BROKERAGE SERVICES, INC.

FREEMAN FINANCIAL SERVICES CORPORATION

Primary Firm SEC Registration

INTERACTIVE FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 4/20/1983

SIE

Date: 10/1/2018

Series 7

Date: 8/18/1984

Series 6

Date: 4/26/1983

Series 24

Date: 1/24/2002

FINRA

Current Firm

INTERACTIVE FINANCIAL ADVISORS

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTERACTIVE FINANCIAL ADVISORS

TRUST BUT VERIFY

Contact information

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