Clarence L. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clarence Lee Brown was a registered financial professional .
Clarence is a previously registered financial professional and started their career in finance in 1983. Clarence had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2002 - February 16, 2006
VERITRUST FINANCIAL, LLC
January 6, 1993 - April 22, 2002
ARAGON FINANCIAL SERVICES, INC.
August 13, 1991 - December 31, 1992
BUCKHEAD FINANCIAL CORPORATION
April 5, 1991 - December 31, 1991
DOMINION INVESTOR SERVICES, INC.
April 25, 1989 - December 31, 1990
T.L. REED SECURITIES, INC.
March 1, 1988 - January 31, 1989
SOURCE SECURITIES, INC.
December 17, 1985 - March 8, 1988
SECURITIES NETWORK, INC.
July 21, 1983 - January 1, 1986
FIRST AFFILIATED SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VERITRUST FINANCIAL, LLC
CRD#: 106594 / SEC#: 801-71237, 8-53006
Contact information
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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