Mark D. Eddy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark David Eddy was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1983. Mark had worked at 7 firms and has passed the Series 63, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 1994 - December 20, 2002
QUEST CAPITAL STRATEGIES, INC.
November 12, 1987 - August 12, 1992
WADDELL & REED
February 14, 1986 - August 3, 1987
AMERIPRISE ADVISOR SERVICES, INC.
November 8, 1985 - January 2, 1986
THE STUART-JAMES COMPANY, INCORPORATED
March 3, 1985 - September 26, 1985
FLORIDA INVESTORS NETWORK, INC.
January 18, 1985 - April 2, 1985
U.S. MUTUAL SECURITIES CORP.
September 26, 1983 - April 10, 1985
CALDER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
