Robert G. Topping

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CRD#: 1109749

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Gary Topping, who also goes by Rob Topping, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rob Topping

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 29, 2018 - August 24, 2020

COVENANT WEALTH ADVISORS

RIA

CRD#: 155221

WILLIAMSBURG, VA

Past

September 17, 2002 - September 3, 2018

COVENANT WEALTH MANAGEMENT, LTD DBA COVENANT WEALTH ADVISORS

RIA

CRD#: 122587

WILLIAMSBURG, VA

Past

January 1, 2001 - September 23, 2002

RONALD BLUE & CO., LLC

RIA

CRD#: 104605

RESTON, VA

Past

August 4, 1989 - November 2, 1992

CAPITOL SECURITIES MANAGEMENT, INC.

CRD#: 14169

Past

January 5, 1988 - August 12, 1989

PATTERSON FINANCIAL SERVICES, INC.

CRD#: 10368

Past

March 22, 1983 - December 22, 1987

FINANCIAL PLANNERS EQUITY CORPORATION

CRD#: 7420

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COVENANT WEALTH ADVISORS

COVENANT WEALTH ADVISORS | FONVILLE WEALTH MANAGEMENT LLC | FONVILLE WEALTH MANAGEMENT

CRD#: 155221 / SEC#: 801-114868

RIA

Registered Investment Advisory firm - (3/22/2019 Approved)

California

Registered Investment Advisory firm - (5/3/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/3/2019 Terminated)

Virginia

Registered Investment Advisory firm - (4/8/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/20/1989

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/18/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/19/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/31/1984

General Securities Principal Examination

Current Firm

COVENANT WEALTH ADVISORS

COVENANT WEALTH ADVISORS | FONVILLE WEALTH MANAGEMENT LLC | FONVILLE WEALTH MANAGEMENT

CRD#: 155221 / SEC#: 801-114868

RIA

Registered Investment Advisory firm - (3/22/2019 Approved)

California

Registered Investment Advisory firm - (5/3/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/3/2019 Terminated)

Virginia

Registered Investment Advisory firm - (4/8/2019 Terminated)

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Contact information

Main Address

8001 Franklin Farms Drive Rm 208, Richmond, VA 23229

Mailing Address

Phone number

(804) 729-5265

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COVENANT WEALTH ADVISORS ADV PART 2A (2/4/2025)

Regulatory assets under management

Total Number of Accounts	1,567
AUM (Assets Under Management)	$ 653,008,459

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/11/2025	Cover Page	Report
08/26/2024	Cover Page	Report
03/20/2024	Cover Page	Report
02/03/2023	Cover Page	Report
10/11/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert G. Topping

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COVENANT WEALTH MANAGEMENT, LTD DBA COVENANT WEALTH ADVISORS

RONALD BLUE & CO., LLC

CAPITOL SECURITIES MANAGEMENT, INC.

PATTERSON FINANCIAL SERVICES, INC.

FINANCIAL PLANNERS EQUITY CORPORATION

Primary Firm SEC Registration

COVENANT WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/20/1989

Series 63

Date: 9/18/1984

Series 7

Date: 3/19/1983

Series 24

Date: 8/31/1984

Current Firm

COVENANT WEALTH ADVISORS

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

COVENANT WEALTH ADVISORS

TRUST BUT VERIFY

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