Joseph P. Christian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Phillip Christian was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1983. Joseph had worked at 9 firms and has passed the Series 63, Series 3, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 1990 - October 18, 1991
DEL MAR SECURITIES, INC.
July 27, 1990 - March 2, 1993
INET ATS, INC.
May 9, 1989 - July 26, 1990
DEL MAR SECURITIES, INC.
January 16, 1989 - April 15, 1989
MARSHALL DAVIS, INC.
April 7, 1988 - January 24, 1989
TOLUCA PACIFIC SECURITIES CORP.
May 12, 1986 - April 14, 1987
BROOKS WEINGER ROBBINS & LEEDS INC.
January 29, 1986 - April 17, 1986
THOMSON MCKINNON SECURITIES INC.
December 2, 1985 - January 6, 1986
SECO SECURITIES, INC.
March 27, 1985 - October 21, 1985
FIRST AFFILIATED SECURITIES, INC.
June 7, 1984 - February 25, 1985
SECO SECURITIES, INC.
April 19, 1983 - March 5, 1984
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DEL MAR SECURITIES, INC.
CRD#: 14411 / SEC#: , 8-30644
Contact information
Documents
Red Flags
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