Lawrence J. George

DIVIDEND GROWTH STRATEGIES

Western Springs, IL

Some features on this profile are disabled

CRD#: 1109736

Professional summary

Lawrence Jonan George is a registered financial advisor currently at DIVIDEND GROWTH STRATEGIES, INC. located in Western Springs, Illinois.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Lawrence has worked at 11 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Jonan George's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 18, 2009 - Present

DIVIDEND GROWTH STRATEGIES, INC.

RIA

CRD#: 149464

Western Springs, IL

Past

May 18, 2009 - December 31, 2021

DIVIDEND GROWTH STRATEGIES, INC.

RIA

CRD#: 149464

WESTERN SPRINGS, IL

Past

September 28, 2004 - April 20, 2005

PRESTWICK SECURITIES, INC.

CRD#: 28030

SKOKIE, IL

Past

December 11, 2002 - May 11, 2009

FISHER INVESTMENTS

RIA

CRD#: 107342

WESTERN SPRINGS, IL

Past

October 1, 1996 - October 3, 2002

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

January 2, 1996 - September 19, 1996

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

January 20, 1993 - January 1, 1996

FUNDMARK INVESTMENT COMPANY SERVICES, INC.

CRD#: 13066

Past

May 19, 1992 - December 31, 1992

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

January 29, 1988 - May 19, 1992

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Past

December 11, 1985 - September 24, 1987

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

December 13, 1984 - November 25, 1985

BLUNT ELLIS & LOEWI INCORPORATED

CRD#: 7580

Past

April 19, 1983 - December 7, 1984

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/18/2009)

IAR

Texas
(12/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/1/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/19/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/16/1983

General Securities Representative Examination

Current Firm

DIVIDEND GROWTH STRATEGIES, INC.

CRD#: 149464 / SEC#:

Illinois

Registered Investment Advisory firm - (5/18/2009 Approved)

Texas

Registered Investment Advisory firm - (12/15/2023 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (12/31/2021 Failure to Renew)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Western Springs, IL

Mailing Address

Phone number

(708) 990-9539

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	60
AUM (Assets Under Management)	$ 74,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lawrence J. George

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Jonan George's CRS (Customer Relationship Summary).

Certified licenses

Experience

DIVIDEND GROWTH STRATEGIES, INC.

PRESTWICK SECURITIES, INC.

FISHER INVESTMENTS

BNY MELLON SECURITIES CORPORATION

MORGAN STANLEY & CO. LLC

FUNDMARK INVESTMENT COMPANY SERVICES, INC.

SUNAMERICA SECURITIES, INC.

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

FSC SECURITIES CORPORATION

BLUNT ELLIS & LOEWI INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 9/1/2000

Series 63

Date: 7/19/1984

Series 7

Date: 4/16/1983

Current Firm

DIVIDEND GROWTH STRATEGIES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DIVIDEND GROWTH STRATEGIES, INC.

TRUST BUT VERIFY

Similar Advisors