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Robert Louis Riedl

Robert Louis Riedl

CFP®
ENDOWMENT WEALTH MANAGEMENT
APPLETON, WI
·CRD# 1109543·23 years experience

Professional Summary

Robert Louis Riedl, CFP® is a registered financial advisor currently at ENDOWMENT WEALTH MANAGEMENT, INC. located in Appleton, Wisconsin and ETF MODEL SOLUTIONS, LLC located in Appleton, Wisconsin. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Robert has worked at 4 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

$100K–$250K

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Who I Serve

Business Owners & Entrepreneurs
High Net Worth Individuals & Families
Physicians & Medical Professionals

Services Offered

  • Investment Management
  • Financial Planning
  • Estate & Legacy Planning
  • Tax Planning
  • Risk Management & Insurance
  • Retirement Planning

Specializations

Alternative or Private Investments

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 1984

Years of Experience

23 years in the financial services industry

Current & Past Employments

ENDOWMENT WEALTH MANAGEMENT, INC.·CRD# 108652
RIA
W6272 Communication Court, Appleton, WI 54914-8531
March 13, 2013 - Present
ETF MODEL SOLUTIONS, LLC·CRD# 168410
RIA
W6272 Communication Court, Appleton, WI 54914-8531
November 19, 2013 - Present
ISECTORS, LLC·CRD# 147589
RIA
Appleton, WI
May 2, 2012 - February 6, 2013
SUMNICHT & ASSOCIATES, LLC·CRD# 111421
RIA
Appleton, WI
May 20, 2003 - February 6, 2013

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Current Firm

ENDOWMENT WEALTH MANAGEMENT, INC.
ENDOWMENT WEALTH MANAGEMENT, INC.

CAPITAL NORTH LTD | ENDOWMENT WEALTH MANAGEMENT, INC.

CRD#: 108652 / SEC#: 801-112413
RIA
Registered Investment Advisory firm - SEC (2/8/2018 Approved)
Illinois
Registered Investment Advisory firm - Illinois (2/23/2018 Terminated)
Minnesota
Registered Investment Advisory firm - Minnesota (12/16/2015 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/26/2018 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (2/27/2018 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

W6272 Communication Court, Appleton, WI 54914-8531

Phone Number

(920) 785-6010

# of Employees

14

SEC notice filing (12 States and Territories)

Registered to provide investment advisory services in 12 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ENDOWMENT WEALTH MANAGEMENT, INC. ADV BROCHURE (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

3,057

AUM (Assets Under Management)

$609,222,636

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

02/2013 - PRESENT: ENDOWMENT WEALTH MANAGEMENT, INC. ("EWM"). EWM IS AN INVESTMENT-RELATED BUSINESS. EWM IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. EWM IS A SEC-REGISTERED INVESTMENT ADVISER. EWM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH ETF MODEL SOLUTIONS, LLC ("ETFMS"). MR. RIEDL'S TITLE AT EWM IS DIRECTOR OF WEALTH MANAGEMENT. MR. RIEDL IS A SHAREHOLDER, BOARD MEMBER, PRESIDENT, DIRECTOR OF WEALTH MANAGEMENT, CHIEF COMPLIANCE OFFICER, MEMBER OF THE INVESTMENT COMMITTEE AND INVESTMENT ADVISER REPRESENTIVE FOR EWM. MR. RIEDL DEVOTES APPROXIMATELY 170 HOURS PER MONTH TO EWM, ABOUT 110 OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. RIEDL CONDUCTS MANAGEMENT, WEALTH MANAGEMENT, FINANCIAL PLANNING, ADVISORY, AND COMPLIANCE SUPERVISORY ACTIVITIES IN HIS ROLE AT EWM. 05/2013 - PRESENT: ETF MODEL SOLUTIONS LLC ("ETFMS"). ETFMS IS AN INVESTMENT-RELATED BUSINESS. ETFMS IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. ETFMS IS A SEC-REGISTERED INVESTMENT ADVISER. ETFMS IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM. MR. RIEDL'S TITLE AT ETF MODEL SOLUTIONS IS CHIEF FINANCIAL OFFICER. MR. RIEDL IS A MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, INVESTMENT COMMITTEE MEMBER AND INVESTMENT ADVISER REPRESENTATIVE FOR ETFMS. MR. RIEDL DEVOTES APPROXIMATELY 10 HOURS PER MONTH TO HIS ROLE WITH ETFMS, ABOUT HALF OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. RIEDL CONDUCTS MANAGEMENT, INVESTMENT ADVISORY AND COMPLIANCE SUPERVISORY ACTIVITIES IN HIS ROLE AT ETFMS. 06/2021 - PRESENT: GLOBAL ALTERNATIVE INVESTMENT MANAGEMENT LLC. ("GAIM"). GAIM IS AN INVESTMENT-RELATED BUSINESS. GAIM IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. GAIM IS A PRIVATE FUND MANAGER THAT RELIES ON THE INVESTMENT ADVISER REGISTRATION OF EWM. GAIM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM. MR. RIEDL'S TITLE WITH GAIM IS CHIEF FINANCIAL OFFICER. MR. REIDL IS A MANAGING MEMBER, MEMBER OF THE INVESTMENT COMMITTEE AND CHIEF FINANCIAL OFFICER AT GAIM. MR. RIEDL DEVOTES APPROXIMATELY 50 HRS PER MONTH TO GAIM, ABOUT 15 OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. RIEDL CONDUCTS MANAGEMENT, INVESTMENT, AND SUPERVISORY COMPLIANCE ACTIVITIES IN HIS ROLE AT GAIM.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ENDOWMENT WEALTH MANAGEMENT, INC.
ENDOWMENT WEALTH MANAGEMENT, INC.

CAPITAL NORTH LTD | ENDOWMENT WEALTH MANAGEMENT, INC.

CRD#: 108652 / SEC#: 801-112413
RIA
Registered Investment Advisory firm - SEC (2/8/2018 Approved)
Illinois
Registered Investment Advisory firm - Illinois (2/23/2018 Terminated)
Minnesota
Registered Investment Advisory firm - Minnesota (12/16/2015 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/26/2018 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (2/27/2018 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Illinois
(2/27/2018)
IAR
South Carolina
(7/19/2021)
IAR
Texas
(5/22/2013)
IAR
Texas
(5/11/2018)
IAR
Wisconsin
(3/13/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2003About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Robert Louis Riedl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Services Offered by Robert

  • Investment Management
  • Financial Planning
  • Estate & Legacy Planning
  • Tax Planning
  • Risk Management & Insurance
  • Retirement Planning

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Robert Louis Riedl
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