Robert L. Riedl
ENDOWMENT WEALTH MANAGEMENT
APPLETON, WI 54914-8531
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CRD#: 1109543
Professional summary
Robert Louis Riedl, CFP® is a registered financial advisor currently at ENDOWMENT WEALTH MANAGEMENT, INC. located in Appleton, Wisconsin and ETF MODEL SOLUTIONS, LLC located in Appleton, Wisconsin.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Robert has worked at 4 firms and has passed the Series 65 exam.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Estate Planning
Tax Planning
Insurance Planning
Retirement Planning
Do you have an area of expertise or specialization?
Alternative or Private Investm...
Business Owners
Charitable Giving
High Net Worth Client Needs
Medical Professionals
Retirement Planning & Distribu...
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
02/2013 - PRESENT: ENDOWMENT WEALTH MANAGEMENT, INC. ("EWM"). EWM IS AN INVESTMENT-RELATED BUSINESS. EWM IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. EWM IS A SEC-REGISTERED INVESTMENT ADVISER. EWM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH ETF MODEL SOLUTIONS, LLC ("ETFMS"). MR. RIEDL'S TITLE AT EWM IS DIRECTOR OF WEALTH MANAGEMENT. MR. RIEDL IS A SHAREHOLDER, BOARD MEMBER, PRESIDENT, DIRECTOR OF WEALTH MANAGEMENT, CHIEF COMPLIANCE OFFICER, MEMBER OF THE INVESTMENT COMMITTEE AND INVESTMENT ADVISER REPRESENTIVE FOR EWM. MR. RIEDL DEVOTES APPROXIMATELY 170 HOURS PER MONTH TO EWM, ABOUT 110 OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. RIEDL CONDUCTS MANAGEMENT, WEALTH MANAGEMENT, FINANCIAL PLANNING, ADVISORY, AND COMPLIANCE SUPERVISORY ACTIVITIES IN HIS ROLE AT EWM. 05/2013 - PRESENT: ETF MODEL SOLUTIONS LLC ("ETFMS"). ETFMS IS AN INVESTMENT-RELATED BUSINESS. ETFMS IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. ETFMS IS A SEC-REGISTERED INVESTMENT ADVISER. ETFMS IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM. MR. RIEDL'S TITLE AT ETF MODEL SOLUTIONS IS CHIEF FINANCIAL OFFICER. MR. RIEDL IS A MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, INVESTMENT COMMITTEE MEMBER AND INVESTMENT ADVISER REPRESENTATIVE FOR ETFMS. MR. RIEDL DEVOTES APPROXIMATELY 10 HOURS PER MONTH TO HIS ROLE WITH ETFMS, ABOUT HALF OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. RIEDL CONDUCTS MANAGEMENT, INVESTMENT ADVISORY AND COMPLIANCE SUPERVISORY ACTIVITIES IN HIS ROLE AT ETFMS. 06/2021 - PRESENT: GLOBAL ALTERNATIVE INVESTMENT MANAGEMENT LLC. ("GAIM"). GAIM IS AN INVESTMENT-RELATED BUSINESS. GAIM IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. GAIM IS A PRIVATE FUND MANAGER THAT RELIES ON THE INVESTMENT ADVISER REGISTRATION OF EWM. GAIM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM. MR. RIEDL'S TITLE WITH GAIM IS CHIEF FINANCIAL OFFICER. MR. REIDL IS A MANAGING MEMBER, MEMBER OF THE INVESTMENT COMMITTEE AND CHIEF FINANCIAL OFFICER AT GAIM. MR. RIEDL DEVOTES APPROXIMATELY 50 HRS PER MONTH TO GAIM, ABOUT 15 OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. RIEDL CONDUCTS MANAGEMENT, INVESTMENT, AND SUPERVISORY COMPLIANCE ACTIVITIES IN HIS ROLE AT GAIM.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Louis Riedl's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1984
Experience
Current
March 13, 2013 - Present
ENDOWMENT WEALTH MANAGEMENT, INC.
Office #1: W6272 Communication Court, Appleton, WI 54914-8531RIA
CRD#: 108652
APPLETON, WI
Current
November 19, 2013 - Present
ETF MODEL SOLUTIONS, LLC
Office #1: W6272 Communication Court, Appleton, WI 54914-8531RIA
CRD#: 168410
APPLETON, WI
Past
May 2, 2012 - February 6, 2013
ISECTORS, LLC
RIA
CRD#: 147589
APPLETON, WI
Past
May 20, 2003 - February 6, 2013
SUMNICHT & ASSOCIATES, LLC
RIA
CRD#: 111421
APPLETON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ENDOWMENT WEALTH MANAGEMENT, INC.
CAPITAL NORTH LTD | ENDOWMENT WEALTH MANAGEMENT, INC.
CRD#: 108652 / SEC#: 801-112413
RIA
Registered Investment Advisory firm - (2/8/2018 Approved)Illinois
Registered Investment Advisory firm - (2/23/2018 Terminated)Minnesota
Registered Investment Advisory firm - (12/16/2015 Terminated)Texas
Registered Investment Advisory firm - (2/26/2018 Terminated)Wisconsin
Registered Investment Advisory firm - (2/27/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(2/27/2018)
IAR
South Carolina(7/19/2021)
IAR
Texas(5/22/2013)
IAR
Texas(5/11/2018)
IAR
Wisconsin(3/13/2013)
Current Firm
ENDOWMENT WEALTH MANAGEMENT, INC.
CAPITAL NORTH LTD | ENDOWMENT WEALTH MANAGEMENT, INC.
CRD#: 108652 / SEC#: 801-112413
RIA
Registered Investment Advisory firm - (2/8/2018 Approved)Illinois
Registered Investment Advisory firm - (2/23/2018 Terminated)Minnesota
Registered Investment Advisory firm - (12/16/2015 Terminated)Texas
Registered Investment Advisory firm - (2/26/2018 Terminated)Wisconsin
Registered Investment Advisory firm - (2/27/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
W6272 Communication Court, Appleton, WI 54914-8531
Mailing Address
Phone number
(920) 785-6010
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,403 |
| AUM (Assets Under Management) | $ 427,600,085 |
Red Flags
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