George W. Olvany
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George William Olvany, who also goes by George W Olvany, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1983. George had worked at 5 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 1999 - April 3, 2023
FIRST BROKERS SECURITIES LLC
October 23, 1995 - April 28, 1999
TP ICAP GLOBAL MARKETS AMERICAS LLC
March 18, 1991 - October 16, 1995
CEDAR STREET SECURITIES CORP.
July 11, 1985 - April 30, 1991
MABON, NUGENT & CO.
April 19, 1983 - June 18, 1985
PURCELL GRAHAM INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST BROKERS SECURITIES LLC
CRD#: 27369 / SEC#: , 8-43035
Contact information
FINRA licenses (7 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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