KN
Kevin G. Nicol
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Granite City, IL 62040-0907
Some features on this profile are disabled
CRD#: 1109527
KN
Professional summary
Kevin George Nicol, who also goes by Kevin G Nicol, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Granite City, Illinois and NICOL INVESTORS CORPORATION located in Granite City, Illinois.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Kevin has worked at 10 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin G Nicol
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SOUTHERN ILLINOIS UNIVERSITY AT EDWARDSVILLE FOUNDATION, SIUE, Edwardsville IL 62026, United States, 06/09/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, INV REL, 10 HR/MO - 4 HR/MO TRADING 2. KEVIN G. NICOL & ASSOCIATES, INC., P. O. Box 907, #1 Executive Park, Granite City IL 62040, United States, 06/09/2025, President, Insurance/Benefits/Human Resources, NIR, 10 HR/MO - 4 HR/MO TRADING 3. NICOL INVESTORS CORPORATION (NIC), P. O. Box 907, #1 Executive Park, Granite City IL 62040, United States, 06/09/2025, President, Administrative, INV REL, 250 HR/MO - 150 HR/MO TRADING 4. NICOL ADVISORS CORPORATION (NAC), P. O. Box 907, #1 Executive Park, Granite City IL 62040, United States, 06/09/2025, President, RIA Affiliation - other than CIRA, NIR, 4 HR/MO - 4 HR/MO TRADING 5. NICOL FINANCIAL SERVICES, LLC (NFS), P. O. Box 907, #1 Executive Park, Granite City IL 62040, United States, 06/09/2025, President, Insurance/Benefits/Human Resources, NIR, 150 HR/MO - 150 HR/MO TRADING 6. NICOL INVESTMENT PROPERTIES. LLC (NIP), P. O. Box 907, #1 Executive Park, Granite City IL 62040, United States, President, Real Estate, NIR, 20 HR/MO - 20 HR/MO TRADING 7. THE NICOL FOUNDATION (TNF), P. O. Box 907, #1 Executive Park, Ste 3, Granite City IL 62040, United States, 06/01/2014, President, NIR, 10 HR/MO - 0 HR/MO TRADING 8.NICOL ENTERPRISES, INCORP. (NEI), P. O. Box 907, #1 Executive Park, Granite City IL 62040, United States, 06/09/2025, President, A Holding Company, NIR, 10 HR/MO - 10 HR/MO TRADING 9.NICOL FINANCIAL SERVICES, LLC (NFS), P. O. Box 907, #1 Executive Park, Granite City IL 62040, United States, 08/05/2024, President, Insurance/Benefits/Human Resources, NIR, 150 HR/MO - 150 HR/MO TRADING 10. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 06/09/2025
CRS (Client Relationship Summary) - RIA
Click below to view Kevin George Nicol's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 9, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: #1 Executive Park Po Box 907, Granite City, IL 62040-0907RIA
CRD#: 134139
Granite City, IL
Current
December 20, 2002 - Present
NICOL INVESTORS CORPORATION
Office #1: #1 Executive Park Po Box 907, Granite City, IL 62040-0907BD
CRD#: 123111
Granite City, IL
Current
June 9, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: #1 Executive Park, Granite City, IL 62040BD
CRD#: 39543
Granite City, IL
Past
June 6, 2006 - October 6, 2025
NICOL ADVISORS CORPORATION
RIA
CRD#: 137206
GRANITE CITY, IL
Past
December 20, 2001 - December 31, 2002
INTERVEST INTERNATIONAL EQUITIES CORPORATION
BD
CRD#: 20289
COLORADO SPRINGS, CO
Past
November 4, 1997 - December 20, 2001
RICHARD B. VANCE & COMPANY
BD
CRD#: 3656
JOLIET, IL
Past
March 2, 1995 - November 11, 1997
CARDINAL INVESTMENTS, INC.
BD
CRD#: 36838
COLUMBIA, IL
Past
November 13, 1991 - March 2, 1995
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
April 17, 1991 - November 23, 1991
BROWNSTONE CAPITAL CORP.
BD
CRD#: 14055
NEW YORK, NY
Past
March 30, 1983 - April 26, 1991
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/9/2025)
RR
Alaska(6/9/2025)
RR
Arizona(5/17/2023)
RR
Arkansas(10/2/2025)
RR
California(6/15/2016)
RR
Colorado(5/23/2005)
RR
Connecticut(6/9/2025)
RR
Florida(6/20/2008)
RR
Georgia(6/9/2025)
RR
Illinois(1/2/2003)
IAR
Illinois(6/9/2025)
RR
Indiana(10/2/2025)
RR
Iowa(6/9/2025)
RR
Kansas(7/16/2025)
RR
Kentucky(10/2/2025)
RR
Louisiana(10/2/2025)
RR
Maryland(6/9/2025)
RR
Massachusetts(6/9/2025)
RR
Michigan(6/9/2025)
RR
Minnesota(10/2/2025)
RR
Mississippi(11/14/2017)
RR
Missouri(10/6/2025)
IAR
Missouri(10/6/2025)
RR
Montana(6/9/2025)
RR
Nevada(10/2/2025)
RR
New Jersey(6/9/2025)
RR
New York(6/5/2017)
RR
North Carolina(6/13/2025)
RR
North Dakota(6/9/2025)
RR
Ohio(3/23/2004)
RR
Oklahoma(6/14/2004)
RR
Oregon(10/2/2025)
RR
Pennsylvania(6/9/2025)
RR
South Carolina(6/9/2025)
RR
Tennessee(10/11/2019)
RR
Texas(1/17/2008)
IAR
Texas(6/9/2025)
RR
Virginia(6/9/2025)
RR
Washington(6/9/2025)
RR
Wisconsin(6/9/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
