Russell J. Jeffrey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Joseph Jeffrey was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1983. Russell had worked at 4 firms and has passed the Series 65, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2004 - December 13, 2017
PROVIDENCE INVESTMENT MANAGEMENT, LP
January 8, 1990 - March 10, 1993
PRUDENTIAL EQUITY GROUP, LLC
July 25, 1987 - June 21, 1988
MERRILL LYNCH GOVERNMENT SECURITIES INC.
March 22, 1983 - June 21, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
PROVIDENCE INVESTMENT MANAGEMENT, LP
CRD#: 129848 / SEC#: 801-73845
Contact information
Red Flags
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