John E. Forrest
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John E Forrest III, who also goes by John Edward Forrest, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2013 - December 19, 2018
BRINKER CAPITAL INC
November 7, 2013 - December 19, 2018
BRINKER CAPITAL SECURITIES, LLC
March 12, 2012 - July 31, 2013
SIGNATOR FINANCIAL SERVICES, INC.
March 12, 2012 - July 31, 2013
SIGNATOR FINANCIAL SERVICES, INC.
March 7, 2011 - March 1, 2012
OSAIC FS, INC.
November 6, 2010 - March 1, 2012
OSAIC FS, INC.
November 6, 2010 - March 1, 2012
OSAIC FA, INC.
December 7, 2001 - December 19, 2005
OFI PRIVATE INVESTMENTS INC
June 7, 2001 - February 3, 2009
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
January 15, 1998 - May 22, 2001
MML DISTRIBUTORS, LLC
October 11, 1983 - May 22, 2001
MML INVESTORS SERVICES, LLC
September 13, 1983 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
March 24, 1983 - April 27, 1983
FEDERATED SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
BRINKER CAPITAL INC
CRD#: 111743 / SEC#: 801-30504
Contact information
Documents
Red Flags
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