Louis P. Hanley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Patrick Hanley, who also goes by Pat Hanley, Patrick Louis Hanley, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1983. Louis had worked at 7 firms and has passed the Series 63, Series 82TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2017 - May 7, 2024
WEILD & CO.
September 17, 2015 - December 9, 2016
ACAP FINANCIAL INC.
August 28, 1991 - October 31, 2014
ACAP FINANCIAL INC.
September 24, 1990 - July 1, 1991
ALLIANCE SECURITIES CORPORATION
March 6, 1987 - August 10, 1988
R. A. JOHNSON AND COMPANY, INC.
March 7, 1984 - November 14, 1986
DILLON SECURITIES, INC.
January 6, 1984 - March 13, 1984
MERLIN EQUITIES INC.
August 23, 1983 - January 12, 1984
FIRST EQUITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
WEILD & CO.
CRD#: 132398 / SEC#: , 8-66593
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
