Robert P. Furrevig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Paul Furrevig was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2010 - February 18, 2016
INVEST FINANCIAL CORPORATION
October 12, 2010 - February 18, 2016
INVEST FINANCIAL CORPORATION
May 31, 2007 - October 8, 2010
PNC WEALTH MANAGEMENT LLC
May 30, 2007 - October 8, 2010
PNC WEALTH MANAGEMENT LLC
July 10, 2006 - March 26, 2007
HSBC SECURITIES (USA) INC.
January 1, 2005 - March 26, 2007
HSBC SECURITIES (USA) INC.
June 8, 2004 - January 1, 2005
HSBC BROKERAGE (USA) INC.
January 5, 2004 - June 4, 2004
WELLS FARGO CLEARING SERVICES, LLC
December 19, 2000 - June 4, 2004
WELLS FARGO CLEARING SERVICES, LLC
July 31, 1993 - December 19, 2000
CITIGROUP GLOBAL MARKETS INC.
August 15, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
September 19, 1985 - August 21, 1989
UJB DISCOUNT BROKERAGE CO.
March 22, 1983 - June 25, 1984
BEVILL, BRESLER & SCHULMAN INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVEST FINANCIAL CORPORATION
CRD#: 12984 / SEC#: 801-56411, 8-27691
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL PLANNING HOLDINGS, INC. | SHAREHOLDER | |
| COLEMAN, CAREN LESLIE | VICE PRESIDENT | 4298287 |
| COLLINS, MAURA KATHRYN | SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER - NATIONAL PLANNING HOLDINGS | 4761732 |
| DOWDEN, STEVEN HOWARD | PRESIDENT, CEO, DIRECTOR; NPH PRESIDENT & CEO | 2666894 |
| GUNDERSON, GERRY A | NPH GENERAL COUNSEL & SVP OF REGULATORY AFFAIRS | 2448501 |
| HARRIS, BRADLEY OLAN | DIRECTOR | 6589930 |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | VP, FINOP, CONTROLLER | 4800775 |
| MCCALLOP, PATRICIA ANN | NPH AND NPC SVP & CHIEF COMPLIANCE OFFICER | 5059176 |
| MILLER, JAMES PETER | NPH SVP, OPERATIONS; INTERIM CHIEF OPERATIONS OFFICER-INVEST | 1955960 |
| WHITED, SANDRA RENEE | CCO-INVEST; 1ST VICE PRESIDENT-COMPLIANCE | 2444134 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 20 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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