Michael J. Weaver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Weaver, CFP®, who also goes by Mike Weaver, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 13 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2010
Experience
October 30, 2020 - February 5, 2025
GENEOS WEALTH MANAGEMENT, INC.
October 30, 2020 - February 5, 2025
GENEOS WEALTH MANAGEMENT, INC.
August 18, 2004 - November 2, 2020
HORNOR, TOWNSEND & KENT, LLC
August 18, 2004 - November 2, 2020
HORNOR, TOWNSEND & KENT, LLC
January 7, 2004 - August 10, 2004
NEXT FINANCIAL GROUP, INC.
January 7, 2004 - August 10, 2004
NEXT FINANCIAL GROUP, INC.
October 13, 2003 - January 2, 2004
CETERA INVESTMENT ADVISERS LLC
August 19, 2003 - January 2, 2004
CAPITAL BROKERAGE CORPORATION
July 20, 2000 - September 12, 2002
SERVICE ASSET MANAGEMENT COMPANY
February 19, 1998 - September 1, 2000
PENSON FINANCIAL SERVICES, INC.
January 28, 1998 - February 19, 1998
PENSON FINANCIAL SERVICES, INC.
February 18, 1997 - January 28, 1998
PRINCIPAL FINANCIAL SECURITIES,INC.
January 1, 1991 - November 15, 1995
UBS FINANCIAL SERVICES INC.
January 4, 1988 - January 1, 1991
ROTAN MOSLE INC.
September 1, 1987 - January 4, 1988
BOETTCHER & COMPANY, INC.
July 1, 1986 - September 1, 1987
LOVETT MITCHELL WEBB & GARRISON, INC.
March 22, 1983 - July 14, 1986
GREER MORELAND FOSDICK SHEPHERD INC.
Primary Firm SEC Registration
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894 / SEC#: 801-62331, 8-65357
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/3/2001
Limited Representative-Equity Trader ExamCurrent Firm
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894 / SEC#: 801-62331, 8-65357
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GWM HOLDINGS, INC | STOCKHOLDER | |
| BRUBAKER-RAGER, JODEE MAY | PRESIDENT & CHIEF COMPLIANCE OFFICER | 1888958 |
| DIACHOK, RUSSELL RHINE | DIRECTOR | 1049804 |
| DIACHOK, RYAN WESLEY | CEO | 4047236 |
| HELMS, JEFFREY WRIGHT | DIRECTOR | 1346620 |
| OLSON, RAYMOND COREY | CFO | 1527445 |
| RAGER, DEAN ALLEN | CHIEF OPERATING OFFICER & CHIEF ADVISORY COMPLIANCE OFFICER | 2852133 |
Regulatory assets under management
| Total Number of Accounts | 22,073 |
| AUM (Assets Under Management) | $ 5,597,034,535 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
