Jay B. Gutterman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Bruce Gutterman, who also goes by Jay B Gutterman, was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1983. Jay had worked at 17 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2013 - December 9, 2014
OLYMPUS SECURITIES, LLC
July 21, 2006 - October 4, 2007
LATAM INVESTMENTS, LLC
June 20, 2006 - March 6, 2013
1ST BRIDGEHOUSE SECURITIES, LLC
August 31, 2004 - July 20, 2006
KUHNS BROTHERS SECURITIES CORPORATION
February 7, 2002 - September 7, 2004
HCFP BRENNER SECURITIES, LLC
January 11, 1999 - February 27, 2002
TUCKER ANTHONY INCORPORATED
August 3, 1998 - January 4, 1999
GILFORD SECURITIES INCORPORATED
March 11, 1998 - July 21, 1998
GRUNTAL & CO., L.L.C.
December 5, 1990 - March 15, 1998
HAMPSHIRE SECURITIES CORPORATION
May 8, 1989 - October 17, 1990
GKN SECURITIES CORP.
August 25, 1986 - May 3, 1989
BREAN MURRAY & CO., INC.
January 24, 1986 - August 25, 1986
J.P. MORGAN SECURITIES LLC
July 31, 1985 - February 19, 1986
KUHNS BROTHERS & LAIDLAW, INC.
June 15, 1984 - July 15, 1985
CREATIVE SECURITIES CORP.
December 2, 1983 - June 4, 1984
F.N. WOLF & CO., INC.
April 28, 1983 - August 1, 1985
SUTTON PLACE SECURITIES, INC.
March 22, 1983 - April 18, 1983
BROADCHILD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OLYMPUS SECURITIES, LLC
CRD#: 114050 / SEC#: , 8-53392
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
