Steven L. Danen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Lee Danen was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1983. Steven had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2015 - October 30, 2015
J.P. TURNER & COMPANY, L.L.C.
December 22, 2014 - January 21, 2015
PACKERLAND BROKERAGE SERVICES, INC.
November 23, 2011 - December 19, 2014
HARBOUR INVESTMENTS, INC.
October 9, 2007 - December 19, 2014
HARBOUR INVESTMENTS, INC.
September 24, 2002 - October 8, 2007
WELLS FARGO INVESTMENTS, LLC
October 17, 2000 - September 3, 2002
WELLS FARGO CLEARING SERVICES, LLC
July 16, 1991 - September 3, 2002
WELLS FARGO CLEARING SERVICES, LLC
June 4, 1990 - July 17, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 11, 1988 - June 29, 1990
LEHMAN BROTHERS INC.
December 3, 1984 - April 11, 1988
E. F. HUTTON & COMPANY INC
March 22, 1983 - November 30, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 4/20/1983
Interest Rate Options ExaminationSeries 8
Date: 4/28/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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