James D. Madelmayer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Douglas Madelmayer was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1983. James had worked at 11 firms and has passed the Series 63, SIE, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2020 - February 26, 2025
TJM INVESTMENTS, LLC
May 16, 2011 - July 14, 2020
TRADITION SECURITIES AND DERIVATIVES LLC
August 2, 2010 - May 19, 2011
TJM INVESTMENTS, LLC
August 10, 2007 - May 18, 2009
GH TRADERS LLC
January 27, 2003 - February 16, 2007
GH TRADERS LLC
November 11, 1998 - January 24, 2003
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
December 17, 1996 - May 6, 1998
COMMERZ MARKETS LLC
August 8, 1995 - December 17, 1996
DRESDNER SECURITIES (USA) INC.
October 17, 1994 - July 17, 1995
S.G. WARBURG & CO. INC.
December 7, 1989 - September 13, 1994
YAMAICHI INTERNATIONAL (AMERICA) INC.
May 17, 1989 - October 13, 1989
CM&M FUTURES INC.
July 25, 1987 - October 13, 1989
HSBC SECURITIES (USA) INC.
March 22, 1983 - October 15, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 8/28/1986
Interest Rate Options ExaminationCurrent Firm
TJM INVESTMENTS, LLC
CRD#: 46300 / SEC#: , 8-51370
Contact information
FINRA licenses (34 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TJM HOLDINGS, LLC | HOLDING COMPANY | |
| BEITLER, STEVE ALLEN | CHIEF EXECUTIVE OFFICER | 1893827 |
| BURKE, JOHN TERRENCE | CHIEF OPERATING OFFICER | 2116593 |
| DANG, STACY BINH | CHIEF COMPLIANCE OFFICER | 3143275 |
| MURPHY, THOMAS JAMES | CO-MANAGER | 857354 |
| RISINGER, COLLEEN SULLIVAN | FINOP CFO | 2812053 |
| SKWERES, DENISE PAREJKO | FINOP CFO | 5332253 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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