Russell A. Kelley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Alan Kelley was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1983. Russell had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2009 - August 2, 2012
ROYAL INVESTMENT ADVISORS, LLC
May 14, 2009 - July 28, 2010
INTEGRITY ALLIANCE, LLC.
May 13, 2009 - December 31, 2009
INTEGRITY ALLIANCE, LLC.
January 1, 2008 - May 15, 2008
FIDELITY BROKERAGE SERVICES LLC
July 6, 2007 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
February 3, 2005 - January 13, 2006
GOLDMAN SACHS WEALTH SERVICES, L.P.
December 18, 1998 - January 13, 2006
MERCER ALLIED COMPANY, L.P.
October 21, 1998 - November 17, 1998
GLEACHER & COMPANY SECURITIES, INC.
December 9, 1994 - April 3, 1998
MERCER ALLIED COMPANY, L.P.
August 26, 1993 - December 9, 1994
MERCER ALLIED CORPORATION
March 25, 1983 - February 7, 1984
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ROYAL INVESTMENT ADVISORS, LLC
CRD#: 150610 / SEC#:
Contact information
Red Flags
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