JW
James M. Walker
STRATEGIC ADVISORY SERVICES
Memphis, TN 38120
Some features on this profile are disabled
CRD#: 1108895
JW
Professional summary
James Mcgee Walker JR, who also goes by James M Walker, James Mcgee Walker, Jim Walker, is a registered financial advisor currently at STRATEGIC ADVISORY SERVICES located in Memphis, Tennessee and LPL FINANCIAL LLC located in Memphis, Tennessee.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. James has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James M Walker | James Mcgee Walker | Jim Walker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/30/2006: Strategic Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2. 12/23/2011: - Not Inv Rel - Business Owner - 2% OF TIME SPENT - Publishing a monthly magazine Promoting the works and needs of not for profits in the Memphis area. 3. 06/13/2012: Eden Spa and Salon - MEDICAL - NOT TIME SPENT - CO-OWNER 4. 9/1/2017 - Strategic Advisory Services - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - Started 08/15/2017 - 160 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Strategic Advisory Services LLC, an independent investment advisor firm. I started this business activity in 08/15/2017. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 10/5/2017 - Investment Related - Memphis, TN - Real Estate Rental - Started 11/15/2017 - 2 Hours Per Month/0 Hours During Securities Trading - Own a home to offer in AirBNB. 6. 09/06/2023 - Jim Walker and Alston Meeks dba 901RollsRoyce.com - Rep's Business - Co-Owner - Not Investment Related - At Reported Business Location(s)- Start Date 04/01/2023 - 1 Hour Per Month/ 0 Hours During Trading 7. 07/03/2025 - Elvis Loves Memphis - Other - Documentary Film Production - Not Inv rel - PlaceMemphis, TN - Start date: 07/01/2025 - 0 Hour Per Month/ 0 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view James Mcgee Walker JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 5, 2017 - Present
STRATEGIC ADVISORY SERVICES
Office #1: 6465 Quail Hollow Road Suite 301, Memphis, TN 38120RIA
CRD#: 287984
Memphis, TN
Current
January 3, 2007 - Present
LPL FINANCIAL LLC
Office #1: 6465 N Quail Hollow Rd Ste 301, Memphis, TN 38120RIA
BD
CRD#: 6413
Memphis, TN
Past
January 3, 2007 - November 30, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
GERMANTOWN, TN
Past
November 12, 2004 - January 4, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
MEMPHIS, TN
Past
November 10, 2004 - January 4, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
MEMPHIS, TN
Past
March 11, 2004 - November 23, 2004
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
MEMPHIS, TN
Past
August 20, 2001 - November 23, 2004
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
ST. PETERSBURG, FL
Past
October 8, 1999 - August 22, 2001
BANCORPSOUTH INVESTMENT SERVICES, INC.
BD
CRD#: 46259
JACKSON, MS
Past
December 5, 1996 - October 5, 1999
TRUSTMARK SECURITIES, INC.
BD
CRD#: 29707
JACKSON, MS
Past
March 28, 1996 - March 29, 1996
DIME SECURITIES, INC.
BD
CRD#: 28955
BROOKLYN, NY
Past
June 30, 1986 - December 10, 1986
FIRST FUNDS, INC.
BD
CRD#: 17415
Past
May 22, 1984 - November 23, 1984
BRENNER STEED, INC.
BD
CRD#: 7103
Past
May 16, 1983 - December 6, 1983
BRENNER STEED, INC.
BD
CRD#: 7103
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISORY SERVICES
STRATEGIC ADVISORY SERVICES | SWM ADVISORY SERVICES, LLC | SWM ADVISORY SERVICES | STRATEGIC WEALTH MANAGEMENT, LLC | STRATEGIC WEALTH MANAGEMENT | STRATEGIC ADVISORY SERVICES, LLC
CRD#: 287984 / SEC#: 801-123188
RIA
Registered Investment Advisory firm - (3/16/2022 Approved)Tennessee
Registered Investment Advisory firm - (5/4/2022 Terminated)Texas
Registered Investment Advisory firm - (5/3/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/23/2016)
RR
Alaska(10/4/2024)
RR
Arizona(8/31/2022)
RR
Arkansas(1/3/2007)
RR
California(10/21/2016)
RR
Colorado(10/21/2016)
RR
Florida(1/22/2007)
RR
Georgia(10/29/2020)
RR
Illinois(8/31/2022)
RR
Indiana(8/2/2019)
RR
Kentucky(8/29/2022)
RR
Louisiana(10/31/2018)
RR
Maryland(10/18/2024)
RR
Massachusetts(8/22/2022)
RR
Michigan(11/2/2018)
RR
Minnesota(4/1/2025)
RR
Mississippi(1/3/2007)
RR
Missouri(6/13/2019)
RR
Montana(8/29/2022)
RR
Nebraska(11/6/2018)
RR
Nevada(9/27/2024)
RR
New Jersey(11/17/2021)
RR
New Mexico(5/12/2021)
RR
New York(10/24/2016)
RR
North Carolina(8/23/2022)
RR
Ohio(11/6/2018)
RR
Oklahoma(11/17/2021)
RR
Oregon(2/25/2019)
RR
Pennsylvania(10/21/2016)
RR
Rhode Island(5/4/2023)
RR
South Carolina(8/24/2020)
RR
Tennessee(1/3/2007)
IAR
Tennessee(4/27/2017)
RR
Texas(1/3/2007)
IAR
Texas(4/5/2017)
RR
Utah(11/7/2018)
RR
Virginia(12/21/2009)
RR
Washington(11/17/2021)
RR
West Virginia(6/14/2019)
RR
Wisconsin(12/22/2011)
RR
Wyoming(10/3/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SA
STRATEGIC ADVISORY SERVICES
STRATEGIC ADVISORY SERVICES | SWM ADVISORY SERVICES, LLC | SWM ADVISORY SERVICES | STRATEGIC WEALTH MANAGEMENT, LLC | STRATEGIC WEALTH MANAGEMENT | STRATEGIC ADVISORY SERVICES, LLC
CRD#: 287984 / SEC#: 801-123188
RIA
Registered Investment Advisory firm - (3/16/2022 Approved)Tennessee
Registered Investment Advisory firm - (5/4/2022 Terminated)Texas
Registered Investment Advisory firm - (5/3/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6465 Quail Hollow Road Suite 301, Memphis, TN 38120
Mailing Address
Phone number
(901) 751-2025
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 546 |
| AUM (Assets Under Management) | $ 211,689,342 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISORY SERVICES
CRD#: 287984Memphis, TN 38120TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
