Chung H. Lew

APEX CAPITAL MANAGEMENT (NEW YORK) LLC

Southport, CT 06890

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CRD#: 1108839

Professional summary

Chung Hyun Lew is a registered financial advisor currently at APEX CAPITAL MANAGEMENT (NEW YORK) LLC located in Southport, Connecticut.

Chung is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Chung has worked at 4 firms and has passed the Series 65, Series 7, Series 15 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chung Hyun Lew's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2013 - Present

APEX CAPITAL MANAGEMENT (NEW YORK) LLC

Office #1: 2960 Post Road, Southport, CT 06890

RIA

CRD#: 150682

Southport, CT

Past

October 15, 2012 - November 30, 2012

APEX CAPITAL MANAGEMENT (NEW YORK) LLC

RIA

CRD#: 150682

SOUTHPORT, CT

Past

July 6, 1992 - November 17, 1994

SALOMON BROTHERS INC.

CRD#: 740

Past

August 13, 1986 - July 8, 1992

KLEINWORT BENSON NORTH AMERICA INC.

CRD#: 5087

Past

March 22, 1983 - July 16, 1986

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(6/10/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/12/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 3/19/1983

General Securities Representative Examination

General Industry/Product Exam

Series 15

Date: 3/7/1983

Foreign Currency Options Examination

Principal/Supervisory Exam

Series 24

Date: 1/30/1987

General Securities Principal Examination

Current Firm

APEX CAPITAL MANAGEMENT (NEW YORK) LLC

APEX CAPITAL MANAGEMENT (CAYMAN) LTD. (RELYING ADVISER) | APEX CAPITAL MANAGEMENT (NEW YORK) LLC

CRD#: 150682 / SEC#: 801-70425

RIA

Registered Investment Advisory firm - (7/26/2012 Terminated)

Connecticut

Registered Investment Advisory firm - (6/10/2013 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2960 Post Road, Southport, CT 06890

Mailing Address

Phone number

(203) 659-0500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 4,949,561

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Chung H. Lew

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chung Hyun Lew's CRS (Customer Relationship Summary).

Certified licenses

Experience

APEX CAPITAL MANAGEMENT (NEW YORK) LLC

APEX CAPITAL MANAGEMENT (NEW YORK) LLC

SALOMON BROTHERS INC.

KLEINWORT BENSON NORTH AMERICA INC.

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/12/2012

Series 7

Date: 3/19/1983

Series 15

Date: 3/7/1983

Series 24

Date: 1/30/1987

Current Firm

APEX CAPITAL MANAGEMENT (NEW YORK) LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

APEX CAPITAL MANAGEMENT (NEW YORK) LLC

TRUST BUT VERIFY

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