Malcolm B. Severance
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Malcolm Bruce Severance was a registered financial professional .
Malcolm is a previously registered financial professional and started their career in finance in 1983. Malcolm had worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2018 - March 29, 2021
LUCAS CAPITAL MANAGEMENT, L.L.C.
July 19, 2005 - November 20, 2008
FIRST MONTAUK SECURITIES CORP.
October 7, 1997 - July 19, 2005
H. G. WELLINGTON & CO., INC.
July 31, 1993 - October 22, 1997
CITIGROUP GLOBAL MARKETS INC.
December 16, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
March 22, 1983 - December 22, 1992
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
LUCAS CAPITAL MANAGEMENT, L.L.C.
CRD#: 112050 / SEC#: 801-57997
Contact information
Red Flags
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