George W. Bostick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George William Bostick IV, who also goes by George William IV Bostick, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1983. George had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 1990 - December 18, 1990
BEACHWOOD INVESTMENTS, INC.
December 10, 1985 - March 30, 1987
LEHMAN BROTHERS INC.
November 2, 1984 - December 12, 1985
PERSHING LLC
May 7, 1984 - October 26, 1984
UBS FINANCIAL SERVICES INC.
March 22, 1983 - April 25, 1984
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEACHWOOD INVESTMENTS, INC.
CRD#: 7507 / SEC#: , 8-22030
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
