Michael D. Piershale

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CRD#: 1108465

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Dennis Piershale, who also goes by Mike Piershale, Michael Dennis Piershale Living Trust, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mike Piershale | Michael Dennis Piershale Living Trust

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. APOLLON WEALTH MANAGEMENT; INVESTMENT RELATED; RIA ADVISORS, WEALTH ADVISOR; FULLTIME; COMPENSATED BY SALARY AND BONUSES; FINANCIAL PLANNING AND OVER SEE BUSINESS 2. Piershale Wealth Management Holdings LLC; Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 7, 2023 - February 27, 2025

APOLLON WEALTH MANAGEMENT, LLC

RIA

CRD#: 291902

Barrington, IL

Past

July 27, 2011 - September 26, 2023

PIERSHALE FINANCIAL GROUP, INC.

RIA

CRD#: 156862

BARRINGTON, IL

Past

April 29, 2011 - February 26, 2018

TRIAD ADVISORS LLC

CRD#: 25803

CRYSTAL LAKE, IL

Past

January 2, 2009 - May 2, 2011

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

CRYSTAL LAKE, IL

Past

October 9, 2001 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

CRYASTAL LAKE, IL

Past

December 1, 2000 - May 2, 2011

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

CRYASTAL LAKE, IL

Past

November 15, 1995 - January 19, 2001

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

March 22, 1983 - March 12, 1992

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APOLLON WEALTH MANAGEMENT, LLC

CRD#: 291902 / SEC#: 801-112350

RIA

Registered Investment Advisory firm - (1/22/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/7/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/30/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/27/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/23/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 9/19/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/22/2001

General Securities Principal Examination

Current Firm

APOLLON WEALTH MANAGEMENT, LLC

CRD#: 291902 / SEC#: 801-112350

RIA

Registered Investment Advisory firm - (1/22/2018 Approved)

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Contact information

Main Address

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464

Mailing Address

Phone number

(843) 579-0018

Established

Firm type

Fiscal year end

# of Employees

179

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APOLLON WEALTH MANAGEMENT, LLC - PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	20,798
AUM (Assets Under Management)	$ 7,720,756,861

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael D. Piershale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PIERSHALE FINANCIAL GROUP, INC.

TRIAD ADVISORS LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

APOLLON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/7/2001

Series 63

Date: 10/30/1995

SIE

Date: 2/26/2018

Series 31

Date: 3/27/2009

Series 7

Date: 10/23/1995

Series 51

Date: 9/19/2003

Series 24

Date: 1/22/2001

Current Firm

APOLLON WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APOLLON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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