Frances E. Twiddy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frances Elizabeth Twiddy, who also goes by Frances Elizabeth Green, was a registered financial professional .
Frances is a previously registered financial professional and started their career in finance in 1983. Frances had worked at 5 firms and has passed the Series 63, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2010 - September 25, 2012
FRANCES TWIDDY ASSOCIATES
March 19, 2010 - December 31, 2013
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
October 2, 1989 - December 31, 2013
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 29, 1987 - October 7, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
March 23, 1983 - May 5, 1987
MARQUETTE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FRANCES TWIDDY ASSOCIATES
CRD#: 124443 / SEC#:
Contact information
Red Flags
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