Julius Baldassari
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julius Baldassari was a registered financial professional .
Julius is a previously registered financial professional and started their career in finance in 1970. Julius had worked at 10 firms and has passed the Series 63 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 1983 - August 2, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
March 30, 1983 - July 7, 1999
ALEXANDER KALE SECURITIES, INC.
November 9, 1982 - November 7, 1985
LOWRY FINANCIAL SERVICES CORPORATION
December 14, 1981 - April 18, 1983
FITTIN, CUNNINGHAM & LAUZON, INC.
July 7, 1978 - June 28, 1984
SINCLAIR SECURITIES COMPANY
August 6, 1974 - October 5, 1978
GROWTH FACTS,INC.
February 3, 1972 - May 24, 1975
PATRICK PROGRAMS, INC.
August 18, 1971 - May 21, 1972
CUSHING CAPITAL CORPORATION
October 29, 1970 - June 12, 1971
WESTERN HEMISPHERE HOLDINGS
October 2, 1970 - November 24, 1972
CUSHING PLACE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 1/27/1965
General Securities Principal ExaminationCurrent Firm
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
CRD#: 5181 / SEC#: , 8-15661
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
