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SP

Stephen P. Parkin

S.P. PARKIN & CO
CHESTERFIELD, MO 63017
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CRD#: 1108386
SP

Professional summary


Stephen Patrick Parkin, who also goes by Pat Parkin, S Pat Parkin, is a registered financial advisor currently at S.P. PARKIN & CO located in Chesterfield, Missouri.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Stephen has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Pat Parkin | S Pat Parkin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Parkin is licensed to sell insurance through S. P. Parkin & Co., a Missouri licensed insurance agency. The insurance activities amount to a very small amount of time and are facilitated solely for the benefit of clients.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Stephen Patrick Parkin's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 26, 2002 - Present

S.P. PARKIN & CO

Office #1: 16052 Swingley Ridge Rd Suite 105, Chesterfield, MO 63017
RIA
CRD#: 116161
CHESTERFIELD, MO
Past

May 3, 1999 - May 2, 2002

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY
Past

December 9, 1997 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY
Past

March 11, 1997 - December 16, 1997

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

January 31, 1995 - December 31, 1996

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA
Past

June 14, 1993 - October 31, 1994

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Missouri
(4/26/2002)

Exams


State Security Law Exam
IAR
Series 65
Date: 9/22/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


SP
S.P. PARKIN & CO
INTEGRATED PLANNING, INC. | S.P. PARKIN & CO. WEALTH ADVISORS | S.P. PARKIN & CO | S. P. PARKIN & CO

CRD#: 116161 / SEC#:

Missouri
Registered Investment Advisory firm - (4/26/2002 Approved)
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Contact information


Main Address
16052 Swingley Ridge Road Suite 105, Chesterfield, MO 63017
Mailing Address
Phone number
(314) 434-1995
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts278
AUM (Assets Under Management)$ 103,122,216

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


S.P. PARKIN & CO

CRD#: 116161Chesterfield, MO 63017

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